Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Giles Wilton Haines

    IRN RGH00026

    • (1443)CF1 Director (AR) (1 Dec 2001 to 28 Feb 2002)
  • Richard Graham Doubtfire

    IRN RGD00014

    • (1587)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
  • Richard Henry Smith

    IRN RHS00013

    • (130)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
  • Richard Ian Booker

    IRN RIB01018

    • (2211)CF21 Investment Adviser (14 Sep 2007 to 29 Oct 2007)
    • (2210)CF22 Investment Adviser (Trainee) (8 Nov 2006 to 14 Sep 2007)
  • Richard Ingram Pryce

    IRN RIP00004

    • (241)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
  • Richard James Evans

    IRN RXE00042

    • (2144)CF1 Director (AR) (1 Oct 2002 to 8 Feb 2005)
    • (2143)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
  • Richard James Lee

    IRN RJL01221

    • (29)SMF7 Group Entity Senior Manager (since 22 Aug 2020)
    • (2998)[FCA CF] Significant management (1 Apr 2020 to 22 Aug 2020)
    • (2997)[FCA CF] Manager of certification employee (1 Apr 2020 to 22 Aug 2020)
    • (2996)[FCA CF] Material risk taker (1 Apr 2020 to 22 Aug 2020)
  • Richard John Appleby

    IRN RJA01098

    • (3072)CF21 Investment Adviser (3 Mar 2004 to 29 Oct 2007)
    • (3071)CF22 Investment Adviser (Trainee) (18 Sep 2002 to 3 Mar 2004)
  • Richard John Barker

    IRN RJB00085

    • (428)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Richard John Dunne

    IRN RJD00034

    • (1303)CF21 Investment Adviser (23 Dec 2004 to 22 Apr 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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