Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Amanda Jane Barnes
IRN AJB01630
- (578)CF22 Investment Adviser (Trainee) (30 Aug 2007 to 29 Oct 2007)
Amanda Porter
IRN AXW00155
- (1908)CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2002)
Amie Stow
IRN AXS00109
- (12)[FCA CF] Material risk taker (since 10 May 2024)
- (2632)[FCA CF] Material risk taker (6 Jul 2022 to 8 May 2023)
Amol Waykar
IRN AXW01708
- (45)CF22 Investment Adviser (Trainee) (10 Sep 2007 to 29 Oct 2007)
Amy Ellison
IRN AXE42762
- (2649)[FCA CF] Material risk taker (1 Apr 2020 to 12 May 2021)
Andrea Mary Bromley
IRN AMB00042
- (139)CF21 Investment Adviser (1 Dec 2001 to 27 May 2002)
Andreas Josif
IRN AXJ00050
- (500)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Apr 2002)
Andrew Alan Bone
IRN AAB00002
- (1348)CF21 Investment Adviser (15 Jul 2002 to 8 Nov 2002)
- (1347)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
Andrew Alexander Lees
IRN AXL00063
- (2896)CF22 Investment Adviser (Trainee) (19 May 2003 to 4 Jun 2003)
Andrew Alexander Turner
IRN AAT00004
- (2342)CF7 Sole Trader (AR) (1 Dec 2001 to 13 Oct 2004)
- (2341)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Thirwells Estate Agents (no longer appointed)
FRN 200810 · Appointed 15 Nov 1993 · Until 25 Jan 2006
Crown Estate Agents Limited (no longer appointed)
FRN 169658 · Appointed 15 Nov 1993 · Until 10 Jun 2005
Quick and Clarke (no longer appointed)
FRN 187634 · Appointed 1 Nov 1993 · Until 13 Dec 2006
Robinson & Jackson Ltd (no longer appointed)
FRN 175240 · Appointed 1 Nov 1993 · Until 3 Dec 2002
Clive Austerberry Ltd (no longer appointed)
FRN 169535 · Appointed 25 Oct 1993 · Until 16 Apr 2003
Mark Kelland Financial Services (no longer appointed)
FRN 164995 · Appointed 15 Oct 1993 · Until 1 Dec 2001
CJ Hole (no longer appointed)
FRN 200801 · Appointed 9 Oct 1993 · Until 1 May 2003
Soverign Financial Management (no longer appointed)
FRN 175070 · Appointed 4 Oct 1993 · Until 17 Feb 2003
Carl Reynolds (no longer appointed)
FRN 175348 · Appointed 1 Oct 1993 · Until 1 Dec 2001
Barrant Estate Agents & Valuers (no longer appointed)
FRN 175065 · Appointed 29 Sep 1993 · Until 7 Jun 2004

Updates to this firm's record on the FCA register.

3 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (45)SMF16 Compliance Oversight
3 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
3 hours ago
controlled function added: (40)[FCA CF] Material risk taker
3 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
3 hours ago
controlled function added: (38)[FCA CF] Significant management
3 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.