Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard John George Lynett

    IRN RJL00042

    • (2664)CF21 Investment Adviser (1 Dec 2001 to 6 May 2002)
  • Richard John Newsome Smith

    IRN RJS00157

    • (1421)CF21 Investment Adviser (15 Jul 2002 to 1 May 2003)
    • (1420)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
  • Richard John Preen

    IRN RJP00063

    • (1010)CF21 Investment Adviser (14 May 2004 to 30 Jul 2004)
    • (1009)CF22 Investment Adviser (Trainee) (22 Aug 2002 to 14 May 2004)
  • Richard John Riley

    IRN RJR00017

    • (898)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
  • Richard John Sunderland

    IRN RJS00067

    • (2424)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)
  • Richard Mainstone

    IRN RXM00155

    • (188)CF21 Investment Adviser (23 May 2002 to 29 Oct 2007)
    • (187)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 May 2002)
  • Richard Malcolm Penney

    IRN RMP00034

    • (2286)CF22 Investment Adviser (Trainee) (23 Mar 2007 to 29 Oct 2007)
  • Richard Martin Cowling

    IRN RMC00037

    • (3037)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • Richard Martin Tatum

    IRN RMT00023

    • (1665)CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
  • Richard Mervyn Austin

    IRN RMA00002

    • (731)CF21 Investment Adviser (20 Sep 2006 to 23 Jan 2007)
    • (730)CF22 Investment Adviser (Trainee) (10 Aug 2004 to 20 Sep 2006)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

Show more