Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Cotton
IRN RXC01642
- (2809)CF22 Investment Adviser (Trainee) (15 May 2007 to 29 Oct 2007)
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Richard Dale Murdin
IRN RDM00038
- (2299)CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
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Richard Daniel Barger
IRN RDB00007
- (2951)CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
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Richard Daniel Mettrick
IRN RDM00028
- (2421)CF21 Investment Adviser (12 Jan 2007 to 29 Oct 2007)
- (2420)CF22 Investment Adviser (Trainee) (23 Nov 2005 to 12 Jan 2007)
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Richard David Coles
IRN RDC00017
- (445)CF1 Director (AR) (1 Dec 2001 to 3 Apr 2006)
- (444)CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2002)
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Richard David Gibb
IRN RDG00015
- (1215)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
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Richard David Mitchell
IRN RDM01101
- (1305)CF1 Director (AR) (11 Jan 2002 to 17 Mar 2005)
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Richard Dean Scott
IRN RDS00025
- (2915)CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2003)
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Richard Ewence
IRN RCE00012
- (2362)CF21 Investment Adviser (1 Dec 2001 to 21 May 2004)
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Richard Geoffrey Parker
IRN RGP00008
- (1594)CF4 Partner (AR) (1 Dec 2001 to 15 Mar 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
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John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
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Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
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Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
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Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
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A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee