Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Kenneth Campbell
IRN KXC00044
- (375)CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2006)
- (376)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
-
Kenneth Clark
IRN KXC00004
- (1354)CF30 Customer (1 Nov 2007 to 20 Jun 2008)
- (1356)CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
- (1355)CF22 Investment Adviser (Trainee) (17 Nov 2006 to 27 Feb 2007)
-
Kenneth Crawford
IRN KXC00039
- (518)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
-
Kenneth Douglas Black
IRN KDB01033
- (874)CF21 Investment Adviser (9 Oct 2006 to 4 Oct 2007)
- (873)CF22 Investment Adviser (Trainee) (21 Jul 2006 to 9 Oct 2006)
-
Kenneth Frank Charles Panes
IRN KFP00002
- (833)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
-
Kenneth Frederick Charles Bruce
IRN KFB01012
- (1002)CF1 Director (AR) (20 Sep 2006 to 29 Oct 2007)
- (1001)CF22 Investment Adviser (Trainee) (20 Sep 2006 to 29 Oct 2007)
-
Kenneth Geoffrey Aston
IRN KGA01008
- (1268)CF1 Director (AR) (1 Dec 2001 to 4 Apr 2006)
-
Kenneth Gerrard McAllan
IRN KGM00012
- (1673)CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2003)
- (1674)CF7 Sole Trader (AR) (1 Dec 2001 to 20 Jan 2003)
-
Kenneth Gilmore Newton
IRN KGN00004
- (617)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Aug 2005)
-
Kenneth Gordon
IRN KXG00061
- (64)CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
-
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
-
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
-
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
-
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
-
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (46)SMF7 Group Entity Senior Manager
-
controlled function added: (45)SMF16 Compliance Oversight
-
controlled function added: (44)SMF7 Group Entity Senior Manager
-
controlled function added: (43)SMF7 Group Entity Senior Manager
-
controlled function added: (42)SMF7 Group Entity Senior Manager
-
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
-
controlled function added: (40)[FCA CF] Material risk taker
-
controlled function added: (39)SMF18 Other Overall Responsibility
-
controlled function added: (38)[FCA CF] Significant management
-
controlled function added: (37)[FCA CF] Manager of certification employee