Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Malcolm Evans
IRN MXE00016
- (1172)CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
- (1171)CF22 Investment Adviser (Trainee) (18 Apr 2005 to 31 Jul 2006)
Malcolm Huddlestone
IRN MXH00117
- (3073)CF21 Investment Adviser (18 Jan 2005 to 29 Oct 2007)
Malcolm Jeffrey Waldron
IRN MXW00031
- (2556)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
Malcolm McCabe
IRN MAM01373
- (1894)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Malcolm Pink
IRN MXP00056
- (1152)CF21 Investment Adviser (17 Jan 2006 to 20 Mar 2006)
- (1151)CF22 Investment Adviser (Trainee) (27 Jul 2005 to 17 Jan 2006)
Malcolm Stuart Welbourn
IRN MSW00024
- (2480)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Malcolm William Davies
IRN MWD00023
- (2370)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2003)
Mandy Karen Goodhand
IRN MKG00006
- (1226)CF22 Investment Adviser (Trainee) (16 May 2007 to 12 Oct 2007)
Mandy Louise Rutherford
IRN MLR00021
- (1502)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Marc Andre Roat
IRN MAR00105
- (1396)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)

Smaller firms operating under this firm's FCA authorisation.

David Collard & Co (no longer appointed)
FRN 441821 · Appointed 11 Nov 2005 · Until 28 Oct 2007
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Oct 2005 · Until 8 Jan 2007
UPS Financial Services (no longer appointed)
FRN 158249 · Appointed 5 Oct 2005 · Until 28 Oct 2007
Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
R A Towse & Co (no longer appointed)
FRN 434343 · Appointed 20 Jun 2005 · Until 12 Mar 2007
Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.