Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Carlo Stocchetti
IRN CTS00011
- (1835)CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
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Carmen Coward
IRN CXC00088
- (195)CF4 Partner (AR) (1 Dec 2001 to 23 Nov 2005)
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Carol Ann Hobby
IRN CAH00015
- (1440)CF21 Investment Adviser (4 Apr 2006 to 29 Oct 2007)
- (1439)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Apr 2006)
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Carol Bolton
IRN CXB00193
- (1510)CF4 Partner (AR) (1 Dec 2001 to 21 May 2003)
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Caroline Oubridge
IRN CXO00048
- (2616)[FCA CF] Functions requiring qualifications (6 Feb 2023 to 12 Sep 2023)
- (2617)[FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
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Caroline Tracey Baker
IRN CTC00005
- (893)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Carolyn Elizabeth Stiles
IRN CER01038
- (183)CF29 Significant management (1 Nov 2007 to 31 Mar 2009)
- (186)CF1 Director (14 Jan 2005 to 1 Nov 2007)
- (184)CF20 Significant Mgt (Settlements) (22 Dec 2004 to 31 Oct 2007)
- (185)CF16 Significant Mgt (Desgntd Investment Business) (1 Oct 2004 to 4 Feb 2005)
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Carolyn Jones
IRN CXJ00025
- (1637)CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2004)
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Carwyn Alan Jones
IRN CAJ01096
- (2897)CF11 Money Laundering Reporting (4 Nov 2010 to 20 Feb 2015)
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Caterina Maria O'Dell
IRN CMO00006
- (414)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Property Shop Swindon Independent Estate Agents (no longer appointed)
FRN 200998 · Appointed 16 Dec 1996 · Until 9 Jan 2002
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Webbers Property Services (Exmoor) Ltd (no longer appointed)
FRN 201109 · Appointed 5 Dec 1996 · Until 2 Oct 2002
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Thomas Merrifield Oxford Limited (no longer appointed)
FRN 187228 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Thomas Merrifield (Bicester) Limited (no longer appointed)
FRN 187857 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 1 Dec 1996 · Until 6 Feb 2003
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Everington & Ruddle Financial Services (no longer appointed)
FRN 181745 · Appointed 8 Nov 1996 · Until 6 Aug 2004
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Whitegates Estate Agents (no longer appointed)
FRN 200977 · Appointed 24 Sep 1996 · Until 17 May 2002
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Shire Financial Management (no longer appointed)
FRN 201338 · Appointed 20 Sep 1996 · Until 27 Mar 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3113)CF1 Director (AR)
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controlled function added: (3112)CF21 Investment Adviser
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controlled function added: (3111)CF30 Customer
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controlled function added: (3110)CF21 Investment Adviser
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controlled function added: (3109)CF21 Investment Adviser
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controlled function added: (3108)[FCA CF] Significant management
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controlled function added: (3107)[FCA CF] Manager of certification employee
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controlled function added: (3106)[FCA CF] Material risk taker
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controlled function added: (3105)CF29 Significant management
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controlled function added: (3104)SMF1 Chief Executive