Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nigel Leslie Coan
IRN NLC00008
- (27)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
Nigel Mark Phillips
IRN NMP00005
- (1007)CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
Nigel Martin Baker
IRN NMB01070
- (506)CF22 Investment Adviser (Trainee) (17 Jul 2007 to 29 Oct 2007)
Nigel Patrick Gould
IRN NPG00006
- (1582)CF4 Partner (AR) (1 Dec 2001 to 30 Sep 2003)
Nigel Paul Barker
IRN NPB00017
- (354)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2003)
Nigel Peter James Trott
IRN NPT00005
- (2429)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
Nigel Philip Dennis
IRN NPD00006
- (2190)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2002)
Nigel Richard Masding
IRN NXM01392
- (702)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2020)
Nigel Stuart Goodhand
IRN NSG00002
- (2551)CF21 Investment Adviser (22 Dec 2004 to 12 Apr 2005)
Nigel Vincent Spencer Osgood
IRN NVO00001
- (2746)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (3113)CF1 Director (AR)
3 days ago
controlled function added: (3112)CF21 Investment Adviser
3 days ago
controlled function added: (3111)CF30 Customer
3 days ago
controlled function added: (3110)CF21 Investment Adviser
3 days ago
controlled function added: (3109)CF21 Investment Adviser
3 days ago
controlled function added: (3108)[FCA CF] Significant management
3 days ago
controlled function added: (3107)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (3106)[FCA CF] Material risk taker
3 days ago
controlled function added: (3105)CF29 Significant management
3 days ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.