Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dorian Alan Sanchez
IRN DAS00071
- (1693)CF1 Director (AR) (1 Dec 2001 to 9 Mar 2004)
Douglas Andrew Kirby
IRN DAK00018
- (1709)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Douglas James Scott
IRN DJS00100
- (1031)CF1 Director (AR) (16 Jul 2002 to 8 Aug 2002)
Douglas William Paterson
IRN DWP00020
- (1592)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Duncan Charles Brooks
IRN DCB00015
- (253)CF22 Investment Adviser (Trainee) (12 Jun 2006 to 29 Oct 2007)
Duncan Francis Grant
IRN DXG00083
- (1531)CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2002)
Duncan Jamie Tucker
IRN DJT00054
- (236)CF4 Partner (AR) (1 Dec 2001 to 28 Jul 2004)
Duncan Owen Fordyce
IRN DOF00001
- (337)CF22 Investment Adviser (Trainee) (11 Apr 2005 to 2 Sep 2005)
Durlabh Morarji Patel
IRN DMP00022
- (490)CF4 Partner (AR) (1 Dec 2001 to 20 Jan 2003)
Eamon Joseph McGranaghan
IRN EJM00036
- (1400)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

James Wilson & Son (no longer appointed)
FRN 193426 · Appointed 9 Oct 2000 · Until 18 Jun 2003
Madisons of JB Ltd (no longer appointed)
FRN 194316 · Appointed 6 Oct 2000 · Until 1 Dec 2001
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 6 Oct 2000 · Until 5 Aug 2002
Ronald H Smith & Co Ltd (no longer appointed)
FRN 194199 · Appointed 1 Oct 2000 · Until 28 Oct 2007
St Clair Mortgage Advice & Insurance Centre LLP (no longer appointed)
FRN 194200 · Appointed 1 Oct 2000 · Until 13 Jan 2003
Patterson Hawthorn (no longer appointed)
FRN 175576 · Appointed 28 Sep 2000 · Until 24 Apr 2003
The Forum of Private Business Limited by Guarantee (no longer appointed)
FRN 194188 · Appointed 28 Sep 2000 · Until 5 Feb 2007
Richard Estates (no longer appointed)
FRN 193554 · Appointed 22 Sep 2000 · Until 27 Aug 2003
Blundells Property Services Ltd (no longer appointed)
FRN 162937 · Appointed 21 Sep 2000 · Until 1 May 2003
Mortgage & Property Centre (UK) Ltd (no longer appointed)
FRN 192986 · Appointed 20 Sep 2000 · Until 27 Sep 2002

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (3113)CF1 Director (AR)
12 hours ago
controlled function added: (3112)CF21 Investment Adviser
12 hours ago
controlled function added: (3111)CF30 Customer
12 hours ago
controlled function added: (3110)CF21 Investment Adviser
12 hours ago
controlled function added: (3109)CF21 Investment Adviser
12 hours ago
controlled function added: (3108)[FCA CF] Significant management
12 hours ago
controlled function added: (3107)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (3106)[FCA CF] Material risk taker
12 hours ago
controlled function added: (3105)CF29 Significant management
12 hours ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.