Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lester Harvey Schiffman
IRN LHS00002
- (983)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2002)
Liam James McIvor
IRN LJM00018
- (4)CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2002)
- (5)CF7 Sole Trader (AR) (1 Dec 2001 to 23 Jun 2004)
Linda Ann Fuller
IRN LAF01026
- (1204)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Linda Ann Patrone
IRN LAF00003
- (2798)CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
Linda Anne Ball
IRN LAB00028
- (1360)CF1 Director (AR) (1 Dec 2001 to 14 Feb 2005)
Linda Powell
IRN LXP01146
- (917)CF22 Investment Adviser (Trainee) (1 Mar 2006 to 29 Oct 2007)
Linda Smith
IRN LXS01186
- (940)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Lindsay Ann Newark
IRN LAN01022
- (832)CF22 Investment Adviser (Trainee) (7 Jan 2003 to 29 Oct 2007)
Lindsey Bass
IRN LXH01371
- (1818)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
Lionel Ernest Powell
IRN LEP00004
- (10)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Advice Service (York) (no longer appointed)
FRN 214181 · Appointed 1 Dec 2001 · Until 16 Jan 2007
Mortgage Link Direct Ltd (no longer appointed)
FRN 181207 · Appointed 1 Dec 2001 · Until 17 Jan 2003
Ashwood Financial Services Ltd (no longer appointed)
FRN 176908 · Appointed 1 Dec 2001 · Until 3 Mar 2003
Harrison Brant (Introducer) (no longer appointed)
FRN 193149 · Appointed 1 Dec 2001 · Until 20 Jul 2002
Addison Financial Partnership Limited (no longer appointed)
FRN 193679 · Appointed 1 Dec 2001 · Until 5 Dec 2003
Blackfriars Mortgage and Financial Services Limited (no longer appointed)
FRN 187631 · Appointed 1 Dec 2001 · Until 9 Mar 2004
David Walker Mortgage Services Ltd (no longer appointed)
FRN 201579 · Appointed 1 Dec 2001 · Until 13 Dec 2001
Churston Finance UK Limited (no longer appointed)
FRN 158103 · Appointed 1 Dec 2001 · Until 19 Feb 2004
Anglebury Financial Services Limited (no longer appointed)
FRN 201675 · Appointed 1 Dec 2001 · Until 11 Jan 2007
JJC Consultancy (no longer appointed)
FRN 176138 · Appointed 1 Dec 2001 · Until 21 Sep 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (3113)CF1 Director (AR)
2 days ago
controlled function added: (3112)CF21 Investment Adviser
2 days ago
controlled function added: (3111)CF30 Customer
2 days ago
controlled function added: (3110)CF21 Investment Adviser
2 days ago
controlled function added: (3109)CF21 Investment Adviser
2 days ago
controlled function added: (3108)[FCA CF] Significant management
2 days ago
controlled function added: (3107)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (3106)[FCA CF] Material risk taker
2 days ago
controlled function added: (3105)CF29 Significant management
2 days ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.