Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Stuart Fothergill
IRN JSF00012
- (47)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
James Watt Loudon
IRN JWL00004
- (152)CF21 Investment Adviser (22 Dec 2004 to 8 Dec 2006)
James Wayne Cox
IRN JWC00019
- (2506)CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2004)
James Xavier Jasper Clapham
IRN JXC00045
- (2575)CF21 Investment Adviser (22 Dec 2004 to 17 Feb 2005)
Jamey Hudson Hollingshead
IRN JHH01062
- (742)CF22 Investment Adviser (Trainee) (4 Aug 2006 to 29 Oct 2007)
Jamie Glen Law
IRN JGL00020
- (2776)CF21 Investment Adviser (24 Dec 2004 to 29 Aug 2007)
Jamie Stewart Raymond Tambling
IRN JST01045
- (888)CF22 Investment Adviser (Trainee) (21 Jul 2006 to 29 Oct 2007)
Jamshaid Islam
IRN JXI01116
- (3135)CF1 Director (26 Jun 2015 to 15 Jan 2016)
- (3134)CF3 Chief Executive (26 Jun 2015 to 15 Jan 2016)
Jane Caroline Bartram
IRN JCB00011
- (689)CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Jane Celia Horne
IRN JCH00008
- (1661)CF22 Investment Adviser (Trainee) (1 Feb 2005 to 1 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

D J Winnard & Co (no longer appointed)
FRN 214152 · Appointed 1 Dec 2001 · Until 9 Mar 2004
Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
David Walker Mortgage Services Ltd (no longer appointed)
FRN 201579 · Appointed 1 Dec 2001 · Until 13 Dec 2001
MacGregor Mortgages Ltd (no longer appointed)
FRN 201871 · Appointed 1 Dec 2001 · Until 14 Apr 2005
Brian Armitage Mortgage Insurance and Pension Services (no longer appointed)
FRN 161035 · Appointed 1 Dec 2001 · Until 30 Apr 2004
K J Campbell (no longer appointed)
FRN 214168 · Appointed 1 Dec 2001 · Until 15 Jan 2002
Martin Wilkins (no longer appointed)
FRN 214210 · Appointed 1 Dec 2001 · Until 14 Feb 2005
Bramleys Financial Consultants Limited (no longer appointed)
FRN 157218 · Appointed 1 Dec 2001 · Until 3 Mar 2003
Bradshaw Associates 1 (no longer appointed)
FRN 157431 · Appointed 1 Dec 2001 · Until 14 Jul 2004
Exeter Financial Consultants Ltd (no longer appointed)
FRN 214149 · Appointed 1 Dec 2001 · Until 5 Sep 2005

Updates to this firm's record on the FCA register.

7 hours ago
controlled function added: (3113)CF1 Director (AR)
7 hours ago
controlled function added: (3112)CF21 Investment Adviser
7 hours ago
controlled function added: (3111)CF30 Customer
7 hours ago
controlled function added: (3110)CF21 Investment Adviser
7 hours ago
controlled function added: (3109)CF21 Investment Adviser
7 hours ago
controlled function added: (3108)[FCA CF] Significant management
7 hours ago
controlled function added: (3107)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (3106)[FCA CF] Material risk taker
7 hours ago
controlled function added: (3105)CF29 Significant management
7 hours ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.