Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Pendlebury
IRN JXP00189
- (1456)CF1 Director (AR) (1 Dec 2001 to 16 Feb 2005)
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John Peter Denman
IRN JPD00003
- (2588)CF22 Investment Adviser (Trainee) (6 Jul 2004 to 31 May 2005)
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John Peter Lawton
IRN JPL00016
- (1645)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
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John Pierre Field
IRN JPF01063
- (485)CF22 Investment Adviser (Trainee) (1 Dec 2003 to 29 Oct 2007)
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John Pring
IRN JXP00113
- (1392)CF4 Partner (AR) (1 Dec 2001 to 22 Jan 2004)
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John Richard Bassett
IRN JRB00059
- (272)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
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John Richard Johnson
IRN JRJ00007
- (1011)CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
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John Richard Tidswell
IRN JRT00021
- (1127)CF1 Director (AR) (25 Jun 2002 to 15 Jun 2004)
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John Robert Renwick Watson
IRN JRW00040
- (827)CF21 Investment Adviser (3 Feb 2003 to 14 Jan 2004)
- (828)CF7 Sole Trader (AR) (1 Dec 2001 to 11 Feb 2003)
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John Robert Wason
IRN JRW00038
- (563)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
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Pat Beech Mortgage & Financial Services (no longer appointed)
FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006
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The Mortgage Advice Centre (St Helens) (no longer appointed)
FRN 214212 · Appointed 11 Mar 2003 · Until 1 Jul 2004
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Mortgage & Pension Advice Centre (no longer appointed)
FRN 159118 · Appointed 10 Mar 2003 · Until 1 Sep 2004
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Ashley Adams GT Melbourne (no longer appointed)
FRN 223482 · Appointed 10 Mar 2003 · Until 31 Oct 2006
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Millbyrn Financial Services (no longer appointed)
FRN 214172 · Appointed 10 Mar 2003 · Until 18 Mar 2004
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Michael Anthony (St Albans) (no longer appointed)
FRN 223481 · Appointed 10 Mar 2003 · Until 2 Dec 2003
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Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
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Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3113)CF1 Director (AR)
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controlled function added: (3112)CF21 Investment Adviser
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controlled function added: (3111)CF30 Customer
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controlled function added: (3110)CF21 Investment Adviser
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controlled function added: (3109)CF21 Investment Adviser
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controlled function added: (3108)[FCA CF] Significant management
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controlled function added: (3107)[FCA CF] Manager of certification employee
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controlled function added: (3106)[FCA CF] Material risk taker
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controlled function added: (3105)CF29 Significant management
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controlled function added: (3104)SMF1 Chief Executive