Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Craig Francis Rutter
IRN CFR01013
- (1941)CF22 Investment Adviser (Trainee) (5 Jul 2007 to 29 Oct 2007)
Craig John Furlong
IRN CJF00007
- (1166)CF21 Investment Adviser (22 Dec 2004 to 20 Apr 2005)
Craig John Sayers
IRN CJS00093
- (1472)CF21 Investment Adviser (6 Mar 2006 to 21 Apr 2006)
- (1471)CF22 Investment Adviser (Trainee) (7 Jan 2005 to 6 Mar 2006)
Craig Mee-Bishop
IRN CXM00067
- (1979)CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
Craig Swan
IRN CXS00089
- (2332)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Cumaraswamy Ananthamohan
IRN CXA00032
- (35)CF7 Sole Trader (AR) (1 Dec 2001 to 22 Jul 2003)
Daljeet Kundi-Sanger
IRN DXK00058
- (2315)CF30 Customer (13 Nov 2008 to 13 Nov 2008)
Damian John Lavell
IRN DJL00043
- (1559)CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2002)
Dan Attwood
IRN DXA46678
- (2642)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
Dane James Bassett
IRN DJB00114
- (1588)CF7 Sole Trader (AR) (1 Dec 2001 to 8 Sep 2004)

Smaller firms operating under this firm's FCA authorisation.

Wareham Financial Services (no longer appointed)
FRN 201273 · Appointed 14 Apr 1999 · Until 1 Dec 2001
Ellis & Co (no longer appointed)
FRN 201266 · Appointed 7 Apr 1999 · Until 23 Mar 2004
Richard Poyntz & Company (no longer appointed)
FRN 201265 · Appointed 1 Apr 1999 · Until 5 Apr 2005
Howard Davies (no longer appointed)
FRN 201251 · Appointed 30 Mar 1999 · Until 20 Apr 2006
CJ Hole Estate Agents (no longer appointed)
FRN 201253 · Appointed 30 Mar 1999 · Until 20 Apr 2006
Adam Kennedy Walthamstow (no longer appointed)
FRN 201252 · Appointed 30 Mar 1999 · Until 23 Nov 2004
Ambergate Mortgage & Finance Services (no longer appointed)
FRN 201243 · Appointed 25 Mar 1999 · Until 1 Dec 2001
Gilbert & Thomas Estate Agents (no longer appointed)
FRN 201239 · Appointed 17 Mar 1999 · Until 19 Apr 2002
BM Douglas Mortgage Services (no longer appointed)
FRN 201238 · Appointed 15 Mar 1999 · Until 12 Aug 2002
Rod Wilcock Financial Services (no longer appointed)
FRN 201245 · Appointed 1 Mar 1999 · Until 3 Dec 2002

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (3123)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (3122)CF1 Director (AR)
14 hours ago
controlled function added: (3121)CF1 Director (AR)
14 hours ago
controlled function added: (3120)CF21 Investment Adviser
14 hours ago
controlled function added: (3119)CF1 Director
14 hours ago
controlled function added: (3118)CF8 Apportionment and Oversight
14 hours ago
controlled function added: (3117)CF20 Significant Mgt (Settlements)
14 hours ago
controlled function added: (3116)CF21 Investment Adviser
14 hours ago
controlled function added: (3115)CF22 Investment Adviser (Trainee)
14 hours ago
controlled function added: (3114)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.