Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jacqueline Shirley Howard
IRN JSH00022
- (716)CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- (715)CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
Jacqueline Susan Duncan
IRN JSD01071
- (844)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (843)CF22 Investment Adviser (Trainee) (23 Nov 2005 to 27 Feb 2007)
James Alan Short
IRN JAS00078
- (214)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
James Alexander Wilson Smith
IRN JAS00066
- (341)CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2003)
James Anthony White
IRN JAW00065
- (280)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
James Antony Haydon
IRN JAH00085
- (2404)CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2002)
- (2405)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
James Austin Pibworth
IRN AJP00082
- (153)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2006)
James Bagshaw
IRN JXB01788
- (949)CF21 Investment Adviser (1 Dec 2001 to 9 May 2005)
James Bingham Wilson
IRN JBW00015
- (168)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
James Brian Toole
IRN JXT00020
- (1607)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
- (1608)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)

Smaller firms operating under this firm's FCA authorisation.

Keys and Lee Financial Services Ltd (no longer appointed)
FRN 133865 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Oliver Jones Associates (no longer appointed)
FRN 179389 · Appointed 1 Dec 2001 · Until 3 Jun 2003
Holmfield Financial Services (no longer appointed)
FRN 214161 · Appointed 1 Dec 2001 · Until 20 Jan 2004
MJ Financial Services (no longer appointed)
FRN 176191 · Appointed 1 Dec 2001 · Until 25 Mar 2004
Chambers Financial Advisers (no longer appointed)
FRN 160854 · Appointed 1 Dec 2001 · Until 16 Apr 2004
Hunters Financial Services Limited (no longer appointed)
FRN 157503 · Appointed 1 Dec 2001 · Until 1 May 2003
Homebuyers Financial Services (no longer appointed)
FRN 193626 · Appointed 1 Dec 2001 · Until 25 Sep 2002
Mortgage Movers (no longer appointed)
FRN 182487 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Personal Mortgage Services (no longer appointed)
FRN 214188 · Appointed 1 Dec 2001 · Until 2 Jul 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.