Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Pendlebury
IRN JXP00189
- (1456)CF1 Director (AR) (1 Dec 2001 to 16 Feb 2005)
John Peter Denman
IRN JPD00003
- (2588)CF22 Investment Adviser (Trainee) (6 Jul 2004 to 31 May 2005)
John Peter Lawton
IRN JPL00016
- (1645)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
John Pierre Field
IRN JPF01063
- (485)CF22 Investment Adviser (Trainee) (1 Dec 2003 to 29 Oct 2007)
John Pring
IRN JXP00113
- (1392)CF4 Partner (AR) (1 Dec 2001 to 22 Jan 2004)
John Richard Bassett
IRN JRB00059
- (272)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
John Richard Johnson
IRN JRJ00007
- (1011)CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
John Richard Tidswell
IRN JRT00021
- (1127)CF1 Director (AR) (25 Jun 2002 to 15 Jun 2004)
John Robert Renwick Watson
IRN JRW00040
- (827)CF21 Investment Adviser (3 Feb 2003 to 14 Jan 2004)
- (828)CF7 Sole Trader (AR) (1 Dec 2001 to 11 Feb 2003)
John Robert Wason
IRN JRW00038
- (563)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
Bradshaw Associates 1 (no longer appointed)
FRN 157431 · Appointed 1 Dec 2001 · Until 14 Jul 2004
Diamond Asset Management Ltd (no longer appointed)
FRN 195589 · Appointed 1 Dec 2001 · Until 18 Nov 2002
Financial Advice Bureau.com Ltd (no longer appointed)
FRN 193972 · Appointed 1 Dec 2001 · Until 15 Mar 2004
Christopher John Ireland (no longer appointed)
FRN 178610 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Charles Derby Hayes Ltd (no longer appointed)
FRN 187785 · Appointed 1 Dec 2001 · Until 8 Nov 2004
Colin Watt Financial Services (no longer appointed)
FRN 137004 · Appointed 1 Dec 2001 · Until 13 Sep 2002
Ashwood Financial Services Ltd (no longer appointed)
FRN 176908 · Appointed 1 Dec 2001 · Until 3 Mar 2003
Ashton Financial Consultants Ltd (no longer appointed)
FRN 214144 · Appointed 1 Dec 2001 · Until 9 Jun 2003
FJ McCartney and Crawford (no longer appointed)
FRN 157480 · Appointed 1 Dec 2001 · Until 16 Jan 2003

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (3123)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (3122)CF1 Director (AR)
14 hours ago
controlled function added: (3121)CF1 Director (AR)
14 hours ago
controlled function added: (3120)CF21 Investment Adviser
14 hours ago
controlled function added: (3119)CF1 Director
14 hours ago
controlled function added: (3118)CF8 Apportionment and Oversight
14 hours ago
controlled function added: (3117)CF20 Significant Mgt (Settlements)
14 hours ago
controlled function added: (3116)CF21 Investment Adviser
14 hours ago
controlled function added: (3115)CF22 Investment Adviser (Trainee)
14 hours ago
controlled function added: (3114)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.