Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nigel Leslie Coan
IRN NLC00008
- (27)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
Nigel Mark Phillips
IRN NMP00005
- (1007)CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
Nigel Martin Baker
IRN NMB01070
- (506)CF22 Investment Adviser (Trainee) (17 Jul 2007 to 29 Oct 2007)
Nigel Patrick Gould
IRN NPG00006
- (1582)CF4 Partner (AR) (1 Dec 2001 to 30 Sep 2003)
Nigel Paul Barker
IRN NPB00017
- (354)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2003)
Nigel Peter James Trott
IRN NPT00005
- (2429)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
Nigel Philip Dennis
IRN NPD00006
- (2190)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2002)
Nigel Richard Masding
IRN NXM01392
- (702)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2020)
Nigel Stuart Goodhand
IRN NSG00002
- (2551)CF21 Investment Adviser (22 Dec 2004 to 12 Apr 2005)
Nigel Vincent Spencer Osgood
IRN NVO00001
- (2746)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
Pat Beech Mortgage & Financial Services (no longer appointed)
FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006
The Mortgage Advice Centre (St Helens) (no longer appointed)
FRN 214212 · Appointed 11 Mar 2003 · Until 1 Jul 2004
Moorpride Limited (no longer appointed)
FRN 223485 · Appointed 10 Mar 2003 · Until 3 Sep 2004
Mortgage & Pension Advice Centre (no longer appointed)
FRN 159118 · Appointed 10 Mar 2003 · Until 1 Sep 2004
Ashley Adams GT Melbourne (no longer appointed)
FRN 223482 · Appointed 10 Mar 2003 · Until 31 Oct 2006
Millbyrn Financial Services (no longer appointed)
FRN 214172 · Appointed 10 Mar 2003 · Until 18 Mar 2004
Michael Anthony (St Albans) (no longer appointed)
FRN 223481 · Appointed 10 Mar 2003 · Until 2 Dec 2003
Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.