Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicola Peta Harrop
IRN NPA00005
- (1914)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Nicolas Emlyn David
IRN NED00006
- (528)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (529)CF7 Sole Trader (AR) (1 Dec 2001 to 2 Sep 2004)
Nicolas James Spaull
IRN NJS00010
- (1770)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2004)
Nicole Dawn Neale
IRN NDN00003
- (1466)CF21 Investment Adviser (4 Feb 2002 to 29 Oct 2007)
- (1465)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)
Nigel Anthony Waterfall-Brown
IRN NAW00009
- (1787)CF1 Director (AR) (20 May 2002 to 29 Oct 2007)
Nigel Aubrey Trelawney Williams
IRN NAW00018
- (1585)CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2001)
Nigel David Barlow
IRN NDB00003
- (2752)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Nigel David Gibbs
IRN NDG00009
- (421)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2004)
- (422)CF7 Sole Trader (AR) (1 Dec 2001 to 3 May 2005)
Nigel David Palmer
IRN NDP00004
- (2560)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2002)
Nigel John Cochrane
IRN NXC00030
- (1254)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)

Smaller firms operating under this firm's FCA authorisation.

Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
Paul Ripley (no longer appointed)
FRN 192330 · Appointed 31 Mar 2003 · Until 1 Sep 2004
White & Sons (no longer appointed)
FRN 181827 · Appointed 31 Mar 2003 · Until 31 Mar 2003
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Beechwood Mortgages Ltd (no longer appointed)
FRN 219335 · Appointed 26 Mar 2003 · Until 4 Aug 2004
L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.