Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Harry Noble
IRN CHN00002
- (263)CF1 Director (AR) (1 Dec 2001 to 23 Jan 2007)
Christopher Hodgson
IRN CXH00102
- (1707)CF1 Director (AR) (22 Aug 2003 to 24 Feb 2009)
- (1705)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (1706)CF7 Sole Trader (AR) (1 Dec 2001 to 22 Aug 2003)
Christopher James Bradshaw
IRN CJB00080
- (2303)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Christopher James Neal
IRN CJN00012
- (605)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2003)
Christopher James Tuck
IRN CJT00038
- (2271)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Christopher Jeremy Askew
IRN CJA00037
- (2272)CF22 Investment Adviser (Trainee) (11 Apr 2006 to 23 Jun 2006)
Christopher John Burchell
IRN CJB00055
- (1319)CF1 Director (AR) (1 Dec 2001 to 9 Jul 2004)
Christopher John Dancy
IRN CJD00038
- (2401)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Christopher John Gibbon
IRN CJG00015
- (1175)CF22 Investment Adviser (Trainee) (2 May 2002 to 18 Oct 2002)
Christopher John Holdich
IRN CJH00027
- (1088)CF22 Investment Adviser (Trainee) (27 Apr 2007 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Swinford Insurance Consultants (no longer appointed)
FRN 183970 · Appointed 1 May 1997 · Until 7 Apr 2003
K W Estates (no longer appointed)
FRN 184970 · Appointed 1 May 1997 · Until 25 Feb 2004
Wisemove Financial Services (no longer appointed)
FRN 184012 · Appointed 1 May 1997 · Until 1 Dec 2001
Sharman Quinney Real Estate Agents (no longer appointed)
FRN 185907 · Appointed 1 May 1997 · Until 1 Dec 2001
Lancastrian Estates (no longer appointed)
FRN 185909 · Appointed 25 Apr 1997 · Until 1 Dec 2001
The Alexander Partnership (no longer appointed)
FRN 184373 · Appointed 22 Apr 1997 · Until 7 Apr 2004
Edward James Financial Services (no longer appointed)
FRN 184826 · Appointed 15 Apr 1997 · Until 25 Nov 2003
Mortgagenet (no longer appointed)
FRN 183822 · Appointed 14 Apr 1997 · Until 27 Sep 2004
David Davies Estate Agent (no longer appointed)
FRN 184015 · Appointed 4 Apr 1997 · Until 25 Nov 2004
Milestone Residential (no longer appointed)
FRN 185888 · Appointed 1 Apr 1997 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
13 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
13 hours ago
controlled function added: (4)[FCA CF] Client dealing
13 hours ago
controlled function added: (3)[FCA CF] Material risk taker
13 hours ago
controlled function added: (2)[FCA CF] Client dealing
13 hours ago
controlled function added: (1)[FCA CF] Material risk taker
13 hours ago
controlled function added: (3137)CF4 Partner (AR)
13 hours ago
controlled function added: (3136)CF21 Investment Adviser
13 hours ago
controlled function added: (3135)CF1 Director
13 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.