Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Charles Burnett
IRN CXB01595
- (1040)CF1 Director (AR) (9 Mar 2005 to 19 Jul 2006)
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Charles John Douglas-Braid
IRN CJD00022
- (416)CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)
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Charles Peter Ullman
IRN CPU00002
- (35)SMF4 Chief Risk (since 6 Nov 2023)
- (2700)[FCA CF] Material risk taker (5 May 2021 to 6 Nov 2023)
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Charles Stuart Hague
IRN CSH01052
- (926)CF7 Sole Trader (AR) (1 Dec 2001 to 19 Jul 2002)
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Charles Thomas Callaghan
IRN CTC00006
- (1438)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
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Charles White
IRN CXW00073
- (2464)CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2004)
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Charlotte Emily Blake
IRN CEB00014
- (249)CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2003)
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Chris James Neville
IRN CXN67408
- (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- (18)[FCA CF] Functions requiring qualifications (since 13 May 2024)
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Chris Tydeman
IRN CRT01076
- (1883)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
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Christian-Lee John Stapleton
IRN CJS00118
- (1353)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002
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JR Hopper & Co (Property Services) Limited (no longer appointed)
FRN 186990 · Appointed 23 Sep 1997 · Until 8 Apr 2004
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Doug Harris Financial Services (no longer appointed)
FRN 184971 · Appointed 1 Sep 1997 · Until 6 Aug 2004
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Patrick Beech Mortgage & Financial Services (no longer appointed)
FRN 186449 · Appointed 1 Sep 1997 · Until 4 Nov 2002
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Harcourt Financial Services Limited (no longer appointed)
FRN 201141 · Appointed 1 Sep 1997 · Until 16 Apr 2003
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Country Estates (Glengormley) (no longer appointed)
FRN 184810 · Appointed 27 Aug 1997 · Until 1 Dec 2001
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Slades Estate Agents (Bransgore) (no longer appointed)
FRN 186277 · Appointed 24 Aug 1997 · Until 25 Sep 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (6)[FCA CF] Manager of certification employee
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controlled function added: (5)[FCA CF] Manager of certification employee
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controlled function added: (4)[FCA CF] Client dealing
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controlled function added: (3)[FCA CF] Material risk taker
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controlled function added: (2)[FCA CF] Client dealing
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controlled function added: (1)[FCA CF] Material risk taker
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controlled function added: (3137)CF4 Partner (AR)
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controlled function added: (3136)CF21 Investment Adviser
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controlled function added: (3135)CF1 Director
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controlled function added: (3134)CF3 Chief Executive