Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nigel Leslie Coan
IRN NLC00008
- (27)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
Nigel Mark Phillips
IRN NMP00005
- (1007)CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
Nigel Martin Baker
IRN NMB01070
- (506)CF22 Investment Adviser (Trainee) (17 Jul 2007 to 29 Oct 2007)
Nigel Patrick Gould
IRN NPG00006
- (1582)CF4 Partner (AR) (1 Dec 2001 to 30 Sep 2003)
Nigel Paul Barker
IRN NPB00017
- (354)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2003)
Nigel Peter James Trott
IRN NPT00005
- (2429)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
Nigel Philip Dennis
IRN NPD00006
- (2190)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2002)
Nigel Richard Masding
IRN NXM01392
- (702)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2020)
Nigel Stuart Goodhand
IRN NSG00002
- (2551)CF21 Investment Adviser (22 Dec 2004 to 12 Apr 2005)
Nigel Vincent Spencer Osgood
IRN NVO00001
- (2746)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (6)[FCA CF] Manager of certification employee
4 days ago
controlled function added: (5)[FCA CF] Manager of certification employee
4 days ago
controlled function added: (4)[FCA CF] Client dealing
4 days ago
controlled function added: (3)[FCA CF] Material risk taker
4 days ago
controlled function added: (2)[FCA CF] Client dealing
4 days ago
controlled function added: (1)[FCA CF] Material risk taker
4 days ago
controlled function added: (3137)CF4 Partner (AR)
4 days ago
controlled function added: (3136)CF21 Investment Adviser
4 days ago
controlled function added: (3135)CF1 Director
4 days ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.