Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kevin John Whelan
IRN KJW00028
- (3130)CF1 Director (AR) (1 Dec 2001 to 8 Jan 2007)
- (3129)CF21 Investment Adviser (1 Dec 2001 to 27 Jan 2003)
Kevin March
IRN KDM00005
- (2519)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2007)
Kevin Norman
IRN KXN00016
- (2059)CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
Kevin Parry
IRN KXP00031
- (662)CF21 Investment Adviser (4 Apr 2002 to 17 Oct 2003)
- (661)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Apr 2002)
Kevin Patrick Hagerty
IRN KPH00010
- (1032)CF1 Director (AR) (15 Jul 2002 to 25 Sep 2002)
Kevin Patrick Reilly
IRN KPR00002
- (1517)CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2005)
- (1516)CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2002)
Kevin Paul Hollinrake
IRN KPH00007
- (1537)CF4 Partner (AR) (1 Dec 2001 to 21 Feb 2005)
Kevin Peter James Gibbons
IRN KPG00011
- (1336)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Feb 2003)
Kevin Raymond Hunt
IRN KRH00016
- (536)CF7 Sole Trader (AR) (1 Dec 2001 to 5 Oct 2004)
Kevin Robert Charles Bates
IRN KRB00014
- (2929)CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

David Collard & Co (no longer appointed)
FRN 441821 · Appointed 11 Nov 2005 · Until 28 Oct 2007
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Oct 2005 · Until 8 Jan 2007
UPS Financial Services (no longer appointed)
FRN 158249 · Appointed 5 Oct 2005 · Until 28 Oct 2007
Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
R A Towse & Co (no longer appointed)
FRN 434343 · Appointed 20 Jun 2005 · Until 12 Mar 2007
Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
13 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
13 hours ago
controlled function added: (4)[FCA CF] Client dealing
13 hours ago
controlled function added: (3)[FCA CF] Material risk taker
13 hours ago
controlled function added: (2)[FCA CF] Client dealing
13 hours ago
controlled function added: (1)[FCA CF] Material risk taker
13 hours ago
controlled function added: (3137)CF4 Partner (AR)
13 hours ago
controlled function added: (3136)CF21 Investment Adviser
13 hours ago
controlled function added: (3135)CF1 Director
13 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.