Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jacqueline Shirley Howard
IRN JSH00022
- (716)CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- (715)CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
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Jacqueline Susan Duncan
IRN JSD01071
- (844)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (843)CF22 Investment Adviser (Trainee) (23 Nov 2005 to 27 Feb 2007)
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James Alan Short
IRN JAS00078
- (214)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
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James Alexander Wilson Smith
IRN JAS00066
- (341)CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2003)
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James Anthony White
IRN JAW00065
- (280)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
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James Antony Haydon
IRN JAH00085
- (2404)CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2002)
- (2405)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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James Austin Pibworth
IRN AJP00082
- (153)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2006)
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James Bagshaw
IRN JXB01788
- (949)CF21 Investment Adviser (1 Dec 2001 to 9 May 2005)
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James Bingham Wilson
IRN JBW00015
- (168)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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James Brian Toole
IRN JXT00020
- (1607)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
- (1608)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Robinson & Jackson Mortgage & Financial Services Ltd (no longer appointed)
FRN 179444 · Appointed 1 Dec 2001 · Until 27 Oct 2003
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Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
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Mortage Centres Ltd (Introducer) (no longer appointed)
FRN 201849 · Appointed 1 Dec 2001 · Until 6 Sep 2002
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Fraser Lloyd Financial Services Ltd (no longer appointed)
FRN 178266 · Appointed 1 Dec 2001 · Until 13 Mar 2006
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Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
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Falkland Financial Services Ltd (no longer appointed)
FRN 194904 · Appointed 1 Dec 2001 · Until 4 Mar 2003
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Mortgage Advice Service (Cardiff) (no longer appointed)
FRN 214178 · Appointed 1 Dec 2001 · Until 10 Dec 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (6)[FCA CF] Manager of certification employee
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controlled function added: (5)[FCA CF] Manager of certification employee
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controlled function added: (4)[FCA CF] Client dealing
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controlled function added: (3)[FCA CF] Material risk taker
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controlled function added: (2)[FCA CF] Client dealing
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controlled function added: (1)[FCA CF] Material risk taker
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controlled function added: (3137)CF4 Partner (AR)
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controlled function added: (3136)CF21 Investment Adviser
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controlled function added: (3135)CF1 Director
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controlled function added: (3134)CF3 Chief Executive