Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lester Harvey Schiffman
IRN LHS00002
- (983)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2002)
Liam James McIvor
IRN LJM00018
- (4)CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2002)
- (5)CF7 Sole Trader (AR) (1 Dec 2001 to 23 Jun 2004)
Linda Ann Fuller
IRN LAF01026
- (1204)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Linda Ann Patrone
IRN LAF00003
- (2798)CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
Linda Anne Ball
IRN LAB00028
- (1360)CF1 Director (AR) (1 Dec 2001 to 14 Feb 2005)
Linda Powell
IRN LXP01146
- (917)CF22 Investment Adviser (Trainee) (1 Mar 2006 to 29 Oct 2007)
Linda Smith
IRN LXS01186
- (940)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Lindsay Ann Newark
IRN LAN01022
- (832)CF22 Investment Adviser (Trainee) (7 Jan 2003 to 29 Oct 2007)
Lindsey Bass
IRN LXH01371
- (1818)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
Lionel Ernest Powell
IRN LEP00004
- (10)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Advice Service Franchise Ltd (no longer appointed)
FRN 210173 · Appointed 27 Feb 2002 · Until 17 Jan 2007
Advisory Mortgage Services (no longer appointed)
FRN 209613 · Appointed 5 Feb 2002 · Until 4 Jul 2005
Grenville Turner (no longer appointed)
FRN 209502 · Appointed 1 Feb 2002 · Until 25 Apr 2006
The Yes Mortgage Centre (no longer appointed)
FRN 208760 · Appointed 16 Jan 2002 · Until 20 Jan 2005
Hinckley & Rugby Financial Services Ltd (no longer appointed)
FRN 208768 · Appointed 16 Jan 2002 · Until 11 Jan 2006
David Davies Estate Agents Ltd (no longer appointed)
FRN 208764 · Appointed 16 Jan 2002 · Until 26 Nov 2004
David Walkers & Associates (no longer appointed)
FRN 208761 · Appointed 16 Jan 2002 · Until 25 Nov 2004
Atlas Financial Services UK Limited (no longer appointed)
FRN 187777 · Appointed 1 Dec 2001 · Until 7 Feb 2003
GTM Accountancy (no longer appointed)
FRN 186464 · Appointed 1 Dec 2001 · Until 20 May 2004
Century 21 McIvor Homes (no longer appointed)
FRN 175405 · Appointed 1 Dec 2001 · Until 29 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (6)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (5)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (4)[FCA CF] Client dealing
1 day ago
controlled function added: (3)[FCA CF] Material risk taker
1 day ago
controlled function added: (2)[FCA CF] Client dealing
1 day ago
controlled function added: (1)[FCA CF] Material risk taker
1 day ago
controlled function added: (3137)CF4 Partner (AR)
1 day ago
controlled function added: (3136)CF21 Investment Adviser
1 day ago
controlled function added: (3135)CF1 Director
1 day ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.