Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicola Peta Harrop
IRN NPA00005
- (1914)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Nicolas Emlyn David
IRN NED00006
- (528)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (529)CF7 Sole Trader (AR) (1 Dec 2001 to 2 Sep 2004)
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Nicolas James Spaull
IRN NJS00010
- (1770)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2004)
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Nicole Dawn Neale
IRN NDN00003
- (1466)CF21 Investment Adviser (4 Feb 2002 to 29 Oct 2007)
- (1465)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)
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Nigel Anthony Waterfall-Brown
IRN NAW00009
- (1787)CF1 Director (AR) (20 May 2002 to 29 Oct 2007)
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Nigel Aubrey Trelawney Williams
IRN NAW00018
- (1585)CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2001)
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Nigel David Barlow
IRN NDB00003
- (2752)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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Nigel David Gibbs
IRN NDG00009
- (421)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2004)
- (422)CF7 Sole Trader (AR) (1 Dec 2001 to 3 May 2005)
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Nigel David Palmer
IRN NDP00004
- (2560)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2002)
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Nigel John Cochrane
IRN NXC00030
- (1254)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Just Mortgages (South East) Ltd (no longer appointed)
FRN 214251 · Appointed 26 Mar 2003 · Until 9 Feb 2005
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Robinson Whitefield & Jackson Ltd (no longer appointed)
FRN 220932 · Appointed 26 Mar 2003 · Until 19 Aug 2004
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I2I Financial Planning Group Ltd (no longer appointed)
FRN 211688 · Appointed 26 Mar 2003 · Until 28 Oct 2007
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Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
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Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
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Robinson Mathias & Jackson (no longer appointed)
FRN 212935 · Appointed 26 Mar 2003 · Until 8 Feb 2005
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Dudley Financial Services Ltd (no longer appointed)
FRN 208759 · Appointed 26 Mar 2003 · Until 4 Apr 2006
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (6)[FCA CF] Manager of certification employee
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controlled function added: (5)[FCA CF] Manager of certification employee
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controlled function added: (4)[FCA CF] Client dealing
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controlled function added: (3)[FCA CF] Material risk taker
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controlled function added: (2)[FCA CF] Client dealing
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controlled function added: (1)[FCA CF] Material risk taker
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controlled function added: (3137)CF4 Partner (AR)
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controlled function added: (3136)CF21 Investment Adviser
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controlled function added: (3135)CF1 Director
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controlled function added: (3134)CF3 Chief Executive