Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Avril McMahon
IRN ATM00022
- (1410)CF22 Investment Adviser (Trainee) (23 Oct 2006 to 23 Oct 2006)
- (1411)CF21 Investment Adviser (23 Oct 2006 to 30 Nov 2006)
Baljeet Lota
IRN BSL00001
- (1982)CF21 Investment Adviser (4 Jan 2005 to 8 Apr 2005)
Baljit Kaur Bhamra
IRN BXB00022
- (620)CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
Barbara Dyson
IRN BXD00036
- (94)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Barrie Dale Perks
IRN BDP00010
- (67)CF22 Investment Adviser (Trainee) (30 Jul 2007 to 29 Oct 2007)
Barrie Herman
IRN BXH00059
- (212)CF21 Investment Adviser (28 Dec 2006 to 29 Oct 2007)
- (211)CF22 Investment Adviser (Trainee) (12 Apr 2005 to 28 Dec 2006)
Barrie Nigel Jeffery
IRN BNJ00002
- (853)CF1 Director (AR) (1 Dec 2001 to 13 Apr 2012)
Barry Dutton
IRN BXD00038
- (273)CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
- (274)CF1 Director (AR) (1 Dec 2001 to 22 Jul 2003)
Barry Hyland
IRN BXH00010
- (1504)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Barry John Arbon
IRN BJA00002
- (2160)CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Prosperity House Financial Services (no longer appointed)
FRN 201054 · Appointed 5 Apr 1995 · Until 16 Feb 2004
Andrew E Kay (no longer appointed)
FRN 176268 · Appointed 5 Apr 1995 · Until 30 Oct 2004
Bridges New Homes (no longer appointed)
FRN 184972 · Appointed 1 Apr 1995 · Until 1 Dec 2001
Calendar House Limited (no longer appointed)
FRN 181910 · Appointed 27 Mar 1995 · Until 5 Mar 2002
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 21 Mar 1995 · Until 12 Feb 2003
Terry Carr & Company Limited (no longer appointed)
FRN 160838 · Appointed 15 Mar 1995 · Until 1 Dec 2001
Adam Kennedy (no longer appointed)
FRN 176292 · Appointed 10 Mar 1995 · Until 9 Jul 2002
Haslam Estate Agency Limited (no longer appointed)
FRN 181271 · Appointed 1 Mar 1995 · Until 11 Oct 2004
Patchings (no longer appointed)
FRN 176056 · Appointed 20 Feb 1995 · Until 22 Mar 2002
Nigel Taylor Associates (no longer appointed)
FRN 176228 · Appointed 9 Feb 1995 · Until 12 Aug 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (4)[FCA CF] Client dealing
10 hours ago
controlled function added: (3)[FCA CF] Material risk taker
10 hours ago
controlled function added: (2)[FCA CF] Client dealing
10 hours ago
controlled function added: (1)[FCA CF] Material risk taker
10 hours ago
controlled function added: (3137)CF4 Partner (AR)
10 hours ago
controlled function added: (3136)CF21 Investment Adviser
10 hours ago
controlled function added: (3135)CF1 Director
10 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.