Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carlo Stocchetti

    IRN CTS00011

    • (1835)CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
  • Carmen Coward

    IRN CXC00088

    • (195)CF4 Partner (AR) (1 Dec 2001 to 23 Nov 2005)
  • Carol Ann Hobby

    IRN CAH00015

    • (1440)CF21 Investment Adviser (4 Apr 2006 to 29 Oct 2007)
    • (1439)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Apr 2006)
  • Carol Bolton

    IRN CXB00193

    • (1510)CF4 Partner (AR) (1 Dec 2001 to 21 May 2003)
  • Caroline Oubridge

    IRN CXO00048

    • (2616)[FCA CF] Functions requiring qualifications (6 Feb 2023 to 12 Sep 2023)
    • (2617)[FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
  • Caroline Tracey Baker

    IRN CTC00005

    • (893)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Carolyn Elizabeth Stiles

    IRN CER01038

    • (183)CF29 Significant management (1 Nov 2007 to 31 Mar 2009)
    • (186)CF1 Director (14 Jan 2005 to 1 Nov 2007)
    • (184)CF20 Significant Mgt (Settlements) (22 Dec 2004 to 31 Oct 2007)
    • (185)CF16 Significant Mgt (Desgntd Investment Business) (1 Oct 2004 to 4 Feb 2005)
  • Carolyn Jones

    IRN CXJ00025

    • (1637)CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2004)
  • Carwyn Alan Jones

    IRN CAJ01096

    • (2897)CF11 Money Laundering Reporting (4 Nov 2010 to 20 Feb 2015)
  • Caterina Maria O'Dell

    IRN CMO00006

    • (414)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (16)[FCA CF] Material risk taker

  2. controlled function added: (15)[FCA CF] Significant management

  3. controlled function added: (14)[FCA CF] Manager of certification employee

  4. controlled function added: (13)[FCA CF] Material risk taker

  5. controlled function added: (12)[FCA CF] Material risk taker

  6. controlled function added: (11)[FCA CF] Manager of certification employee

  7. controlled function added: (10)[FCA CF] Material risk taker

  8. controlled function added: (9)Director of firm who is not a certification employee or a SMF manager

  9. controlled function added: (8)[FCA CF] Significant management

  10. controlled function added: (7)[FCA CF] CASS oversight function

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