Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher John Lewis Hawkins
IRN CJH00041
- (558)CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2005)
Christopher Martin
IRN CJM01194
- (1270)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
Christopher Maurice Harrison
IRN CMH00048
- (1330)CF4 Partner (AR) (1 Dec 2001 to 9 Dec 2005)
Christopher Michael Radford
IRN CMR01060
- (3063)CF8 Apportionment and Oversight (7 Mar 2007 to 28 Feb 2009)
- (3064)CF3 Chief Executive (7 Mar 2007 to 28 Feb 2009)
- (3065)CF1 Director (15 Jan 2007 to 28 Feb 2009)
Christopher Nigel Horne
IRN CNH00005
- (225)CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)
Christopher Paul Briggs
IRN CPB00020
- (507)CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
Christopher Paul Girling
IRN CXG00033
- (2541)CF21 Investment Adviser (15 Feb 2002 to 21 May 2003)
- (2540)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)
Christopher Paul Hill
IRN CPH00011
- (281)CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2002)
Christopher Paul Tydeman
IRN CPT00009
- (2687)CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
Christopher Philip Jetten
IRN CPJ00003
- (1077)CF30 Customer (1 Nov 2007 to 5 May 2008)
- (1078)CF22 Investment Adviser (Trainee) (16 Nov 2005 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Swinford Insurance Consultants (no longer appointed)
FRN 183970 · Appointed 1 May 1997 · Until 7 Apr 2003
K W Estates (no longer appointed)
FRN 184970 · Appointed 1 May 1997 · Until 25 Feb 2004
Wisemove Financial Services (no longer appointed)
FRN 184012 · Appointed 1 May 1997 · Until 1 Dec 2001
Sharman Quinney Real Estate Agents (no longer appointed)
FRN 185907 · Appointed 1 May 1997 · Until 1 Dec 2001
Lancastrian Estates (no longer appointed)
FRN 185909 · Appointed 25 Apr 1997 · Until 1 Dec 2001
The Alexander Partnership (no longer appointed)
FRN 184373 · Appointed 22 Apr 1997 · Until 7 Apr 2004
Edward James Financial Services (no longer appointed)
FRN 184826 · Appointed 15 Apr 1997 · Until 25 Nov 2003
Mortgagenet (no longer appointed)
FRN 183822 · Appointed 14 Apr 1997 · Until 27 Sep 2004
David Davies Estate Agent (no longer appointed)
FRN 184015 · Appointed 4 Apr 1997 · Until 25 Nov 2004
Milestone Residential (no longer appointed)
FRN 185888 · Appointed 1 Apr 1997 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (16)[FCA CF] Material risk taker
13 hours ago
controlled function added: (15)[FCA CF] Significant management
13 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
13 hours ago
controlled function added: (13)[FCA CF] Material risk taker
13 hours ago
controlled function added: (12)[FCA CF] Material risk taker
13 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
13 hours ago
controlled function added: (10)[FCA CF] Material risk taker
13 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
13 hours ago
controlled function added: (8)[FCA CF] Significant management
13 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.