Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Clare Ann Boorn
IRN CAB00050
- (121)CF4 Partner (AR) (1 Dec 2001 to 3 Mar 2003)
Clare Louise Davison
IRN CLD00012
- (1363)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
Clare Louise Hance
IRN CLB01078
- (138)CF21 Investment Adviser (14 May 2004 to 29 Oct 2007)
- (137)CF22 Investment Adviser (Trainee) (26 Jun 2003 to 14 May 2004)
Clare Marie Philipson
IRN CMP00030
- (1548)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jan 2002)
Clement McAree
IRN CAM00033
- (875)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
Clifford Alexander Regan
IRN CAR00006
- (1119)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Clifford John Price
IRN CJP00022
- (631)CF21 Investment Adviser (4 Dec 2006 to 29 Oct 2007)
- (630)CF22 Investment Adviser (Trainee) (11 Aug 2004 to 4 Dec 2006)
Clifford Neville George Diggins
IRN CND00002
- (1677)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
Clifford Robert Jenkins
IRN CRJ00007
- (1299)CF21 Investment Adviser (24 Mar 2006 to 4 May 2007)
- (1298)CF22 Investment Adviser (Trainee) (5 May 2005 to 24 Mar 2006)
Clinton Mark Turner
IRN CMT00008
- (400)CF21 Investment Adviser (22 Sep 2006 to 29 Oct 2007)
- (399)CF22 Investment Adviser (Trainee) (3 Jun 2005 to 22 Sep 2006)

Smaller firms operating under this firm's FCA authorisation.

Peter Mooney Estate Agents (no longer appointed)
FRN 201209 · Appointed 1 Nov 1997 · Until 27 Aug 2002
Bennett Clarke Estate Agency (no longer appointed)
FRN 201135 · Appointed 1 Nov 1997 · Until 23 Nov 2005
The Mortgage Service (no longer appointed)
FRN 186472 · Appointed 30 Oct 1997 · Until 27 Aug 2003
Parkers Estate Agents (no longer appointed)
FRN 186057 · Appointed 24 Oct 1997 · Until 9 Jul 2002
Roger Tyers Associates (Brackley) Limited (no longer appointed)
FRN 185788 · Appointed 21 Oct 1997 · Until 1 Dec 2001
Abe Estates Limited (no longer appointed)
FRN 201139 · Appointed 13 Oct 1997 · Until 9 Oct 2003
Williams Estate Agents (no longer appointed)
FRN 181265 · Appointed 8 Oct 1997 · Until 1 Dec 2001
Century 21 Oak House Real Estate (no longer appointed)
FRN 201102 · Appointed 6 Oct 1997 · Until 1 Dec 2001
Thomas Merrifield (Didcot) Limited (no longer appointed)
FRN 187229 · Appointed 1 Oct 1997 · Until 7 Apr 2003
Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (16)[FCA CF] Material risk taker
13 hours ago
controlled function added: (15)[FCA CF] Significant management
13 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
13 hours ago
controlled function added: (13)[FCA CF] Material risk taker
13 hours ago
controlled function added: (12)[FCA CF] Material risk taker
13 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
13 hours ago
controlled function added: (10)[FCA CF] Material risk taker
13 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
13 hours ago
controlled function added: (8)[FCA CF] Significant management
13 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.