Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rhidian Huw Drinkwater
IRN RHD01034
- (724)CF22 Investment Adviser (Trainee) (14 Feb 2007 to 29 Oct 2007)
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Rhodri Llewelyn
IRN RXL42838
- (3)[FCA CF] Material risk taker (since 6 Jul 2023)
- (2648)[FCA CF] Material risk taker (1 Apr 2020 to 22 Jul 2021)
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Rhodri Mason
IRN RRM01047
- (3104)SMF1 Chief Executive (5 May 2022 to 15 Jan 2025)
- (3103)SMF3 Executive Director (5 May 2022 to 15 Jan 2025)
- (3102)SMF18 Other Overall Responsibility (22 Aug 2020 to 5 May 2022)
- (3107)[FCA CF] Manager of certification employee (1 Apr 2020 to 22 Aug 2020)
- (3108)[FCA CF] Significant management (1 Apr 2020 to 22 Aug 2020)
- (3106)[FCA CF] Material risk taker (1 Apr 2020 to 22 Aug 2020)
- (3105)CF29 Significant management (9 Jun 2016 to 8 Dec 2019)
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Rhys Llewelyn Williams
IRN RLW00011
- (861)CF21 Investment Adviser (22 Jul 2002 to 4 Oct 2002)
- (860)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jul 2002)
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Richard Alan Biggs
IRN RAB00065
- (624)CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2002)
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Richard Anthony Rudrum
IRN RAR00021
- (2813)CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2002)
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Richard Bernard Leslie Thomas
IRN RBT00002
- (670)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
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Richard Biggin
IRN RDB00026
- (2352)CF21 Investment Adviser (21 Mar 2002 to 30 Nov 2002)
- (2351)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Mar 2002)
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Richard Charles Baldam
IRN RCB00042
- (2400)CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2002)
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Richard Charles Mann
IRN RCM00007
- (286)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
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Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
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John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function