Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Craig Francis Rutter
IRN CFR01013
- (1941)CF22 Investment Adviser (Trainee) (5 Jul 2007 to 29 Oct 2007)
Craig John Furlong
IRN CJF00007
- (1166)CF21 Investment Adviser (22 Dec 2004 to 20 Apr 2005)
Craig John Sayers
IRN CJS00093
- (1472)CF21 Investment Adviser (6 Mar 2006 to 21 Apr 2006)
- (1471)CF22 Investment Adviser (Trainee) (7 Jan 2005 to 6 Mar 2006)
Craig Mee-Bishop
IRN CXM00067
- (1979)CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
Craig Swan
IRN CXS00089
- (2332)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Cumaraswamy Ananthamohan
IRN CXA00032
- (35)CF7 Sole Trader (AR) (1 Dec 2001 to 22 Jul 2003)
Daljeet Kundi-Sanger
IRN DXK00058
- (2315)CF30 Customer (13 Nov 2008 to 13 Nov 2008)
Damian John Lavell
IRN DJL00043
- (1559)CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2002)
Dan Attwood
IRN DXA46678
- (2642)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
Dane James Bassett
IRN DJB00114
- (1588)CF7 Sole Trader (AR) (1 Dec 2001 to 8 Sep 2004)

Smaller firms operating under this firm's FCA authorisation.

Hall & Price Financial Services Limited (no longer appointed)
FRN 193204 · Appointed 12 May 1999 · Until 2 Jul 2002
Mark Woodington Associates (no longer appointed)
FRN 193207 · Appointed 11 May 1999 · Until 1 Dec 2001
Partridge & Co (no longer appointed)
FRN 193208 · Appointed 11 May 1999 · Until 28 Apr 2004
Springfields Properties Limited (no longer appointed)
FRN 189401 · Appointed 6 May 1999 · Until 7 Jan 2002
Fordington Estates Limited (no longer appointed)
FRN 193203 · Appointed 6 May 1999 · Until 1 May 2003
Samuels Estate Agents (no longer appointed)
FRN 201292 · Appointed 5 May 1999 · Until 14 May 2002
Flex-E-Mortgage Limited (no longer appointed)
FRN 189400 · Appointed 5 May 1999 · Until 16 May 2003
Bluebird Premier Solutions (no longer appointed)
FRN 189396 · Appointed 27 Apr 1999 · Until 1 Dec 2001
Country Properties (no longer appointed)
FRN 201287 · Appointed 22 Apr 1999 · Until 1 Dec 2001
Burley Browne (no longer appointed)
FRN 201280 · Appointed 19 Apr 1999 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (16)[FCA CF] Material risk taker
11 hours ago
controlled function added: (15)[FCA CF] Significant management
11 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (13)[FCA CF] Material risk taker
11 hours ago
controlled function added: (12)[FCA CF] Material risk taker
11 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (10)[FCA CF] Material risk taker
11 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
11 hours ago
controlled function added: (8)[FCA CF] Significant management
11 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.