Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicola Peta Harrop
IRN NPA00005
- (1914)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Nicolas Emlyn David
IRN NED00006
- (529)CF7 Sole Trader (AR) (1 Dec 2001 to 2 Sep 2004)
- (528)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Nicolas James Spaull
IRN NJS00010
- (1770)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2004)
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Nicole Dawn Neale
IRN NDN00003
- (1466)CF21 Investment Adviser (4 Feb 2002 to 29 Oct 2007)
- (1465)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)
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Nigel Anthony Waterfall-Brown
IRN NAW00009
- (1787)CF1 Director (AR) (20 May 2002 to 29 Oct 2007)
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Nigel Aubrey Trelawney Williams
IRN NAW00018
- (1585)CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2001)
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Nigel David Barlow
IRN NDB00003
- (2752)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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Nigel David Gibbs
IRN NDG00009
- (421)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2004)
- (422)CF7 Sole Trader (AR) (1 Dec 2001 to 3 May 2005)
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Nigel David Palmer
IRN NDP00004
- (2560)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2002)
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Nigel John Cochrane
IRN NXC00030
- (1254)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
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Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
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Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
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Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
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TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
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BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
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The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function