Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dorian Alan Sanchez
IRN DAS00071
- (1693)CF1 Director (AR) (1 Dec 2001 to 9 Mar 2004)
Douglas Andrew Kirby
IRN DAK00018
- (1709)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Douglas James Scott
IRN DJS00100
- (1031)CF1 Director (AR) (16 Jul 2002 to 8 Aug 2002)
Douglas William Paterson
IRN DWP00020
- (1592)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Duncan Charles Brooks
IRN DCB00015
- (253)CF22 Investment Adviser (Trainee) (12 Jun 2006 to 29 Oct 2007)
Duncan Francis Grant
IRN DXG00083
- (1531)CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2002)
Duncan Jamie Tucker
IRN DJT00054
- (236)CF4 Partner (AR) (1 Dec 2001 to 28 Jul 2004)
Duncan Owen Fordyce
IRN DOF00001
- (337)CF22 Investment Adviser (Trainee) (11 Apr 2005 to 2 Sep 2005)
Durlabh Morarji Patel
IRN DMP00022
- (490)CF4 Partner (AR) (1 Dec 2001 to 20 Jan 2003)
Eamon Joseph McGranaghan
IRN EJM00036
- (1400)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Property Gallery Ltd (no longer appointed)
FRN 192988 · Appointed 19 Sep 2000 · Until 7 Mar 2002
Graymont Ltd (no longer appointed)
FRN 192982 · Appointed 19 Sep 2000 · Until 14 Jan 2004
Totally Jewish.com Ltd (no longer appointed)
FRN 192990 · Appointed 18 Sep 2000 · Until 7 Jun 2002
John Sankey Estate Agent (no longer appointed)
FRN 136858 · Appointed 15 Sep 2000 · Until 29 Jan 2004
Flag Wharf Marine Services (no longer appointed)
FRN 192981 · Appointed 14 Sep 2000 · Until 28 Oct 2002
The Walker Partnership (no longer appointed)
FRN 201865 · Appointed 1 Sep 2000 · Until 26 Nov 2002
James & James (no longer appointed)
FRN 193550 · Appointed 31 Aug 2000 · Until 20 Jan 2005
Browns Property Services (no longer appointed)
FRN 192980 · Appointed 30 Aug 2000 · Until 25 Mar 2003
NMB Protocoll Ltd (no longer appointed)
FRN 192987 · Appointed 25 Aug 2000 · Until 12 Aug 2004
Lomax Homes Ltd (no longer appointed)
FRN 192983 · Appointed 25 Aug 2000 · Until 20 Mar 2002

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (16)[FCA CF] Material risk taker
10 hours ago
controlled function added: (15)[FCA CF] Significant management
10 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (13)[FCA CF] Material risk taker
10 hours ago
controlled function added: (12)[FCA CF] Material risk taker
10 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (10)[FCA CF] Material risk taker
10 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
10 hours ago
controlled function added: (8)[FCA CF] Significant management
10 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.