Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jonathan George Fry
IRN JGF00009
- (904)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 12 Jan 2007)
- (905)CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2002)
Jonathan Hunt
IRN JXH00060
- (776)CF21 Investment Adviser (1 Dec 2001 to 8 May 2002)
- (777)CF1 Director (AR) (1 Dec 2001 to 19 Nov 2003)
Jonathan Kersh
IRN JXK01208
- (1239)CF4 Partner (AR) (1 Dec 2001 to 21 Jul 2003)
Jonathan Mark Boyle
IRN JMB00066
- (2359)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Jonathan Michael Lilley
IRN JML00031
- (2982)CF4 Partner (AR) (1 Dec 2001 to 20 May 2004)
- (2981)CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2002)
Jonathan Michael Stinton
IRN JMS00098
- (1079)CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2002)
Jonathan Paul Drew
IRN JPD00042
- (1162)CF21 Investment Adviser (22 Dec 2004 to 21 Apr 2006)
Jonathan Richard Tinsley
IRN JRT00044
- (1486)CF1 Director (AR) (1 Dec 2001 to 20 Mar 2002)
Jonathan Whitmarsh
IRN JPW00012
- (2546)CF21 Investment Adviser (18 Jan 2005 to 14 Apr 2007)
Jonathan William Syder
IRN JWS01115
- (870)CF22 Investment Adviser (Trainee) (24 Jul 2006 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Wigginton Roberts Ltd (no longer appointed)
FRN 194578 · Appointed 4 Dec 2000 · Until 1 Dec 2001
Green Mortgage Solutions (no longer appointed)
FRN 194693 · Appointed 1 Dec 2000 · Until 21 Jul 2002
Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 1 Dec 2000 · Until 1 Dec 2001
Ardent Financial Services Ltd (no longer appointed)
FRN 194388 · Appointed 30 Nov 2000 · Until 9 Jan 2002
Heritage Will Services (Essex) (no longer appointed)
FRN 194391 · Appointed 30 Nov 2000 · Until 14 May 2002
Michael J Drake (no longer appointed)
FRN 194389 · Appointed 24 Nov 2000 · Until 26 Apr 2006
Keith Wood Mortgage & Financial Services (no longer appointed)
FRN 194193 · Appointed 24 Nov 2000 · Until 10 Mar 2003
Taylor Engall Estate Agents (no longer appointed)
FRN 194194 · Appointed 21 Nov 2000 · Until 25 Apr 2002
TFB Financial Services (no longer appointed)
FRN 194319 · Appointed 20 Nov 2000 · Until 5 Jun 2002
Val Williams Ltd (no longer appointed)
FRN 194323 · Appointed 16 Nov 2000 · Until 15 Sep 2003

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (16)[FCA CF] Material risk taker
3 days ago
controlled function added: (15)[FCA CF] Significant management
3 days ago
controlled function added: (14)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (13)[FCA CF] Material risk taker
3 days ago
controlled function added: (12)[FCA CF] Material risk taker
3 days ago
controlled function added: (11)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (10)[FCA CF] Material risk taker
3 days ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
3 days ago
controlled function added: (8)[FCA CF] Significant management
3 days ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.