Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gianna Bowen
IRN GXB00078
- (455)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2002)
Gianni Paulon
IRN GXP00005
- (2014)CF22 Investment Adviser (Trainee) (5 Jan 2005 to 2 Dec 2005)
Gilbert Pual Brooman
IRN GPB00008
- (2510)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Gillian Mary Kersse
IRN GMK00010
- (799)CF21 Investment Adviser (4 May 2007 to 29 Oct 2007)
- (798)CF22 Investment Adviser (Trainee) (12 Apr 2007 to 4 May 2007)
Gillian Quinn
IRN GXQ00002
- (2549)CF21 Investment Adviser (17 Jan 2005 to 29 Oct 2007)
Gillian Spellar
IRN GXS00096
- (162)CF4 Partner (AR) (1 Dec 2001 to 15 Jun 2004)
Gillian Whitehouse
IRN GXW00089
- (2378)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Giovanni Di-Gregorio
IRN GXD00045
- (2471)CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
Girish Kumar Lad
IRN GKL00001
- (2567)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Glen Alan Parsons
IRN GAP00019
- (2291)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Shires Financial Management (no longer appointed)
FRN 206263 · Appointed 14 May 2001 · Until 8 Aug 2003
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 4 May 2001 · Until 2 Apr 2003
Mike Geddes Financial Consultants (no longer appointed)
FRN 196048 · Appointed 4 May 2001 · Until 15 Aug 2003
Madisons Thornton Heath Ltd (no longer appointed)
FRN 195677 · Appointed 3 May 2001 · Until 24 Apr 2003
J & M Real Estate Ltd (no longer appointed)
FRN 195655 · Appointed 2 May 2001 · Until 25 Feb 2004
David Vallance Gibb (no longer appointed)
FRN 195813 · Appointed 1 May 2001 · Until 7 Sep 2004
Margaret Currie (no longer appointed)
FRN 201992 · Appointed 27 Apr 2001 · Until 14 May 2002
Bond Estates (no longer appointed)
FRN 195592 · Appointed 27 Apr 2001 · Until 20 Mar 2002
Mark Beaumont Ltd (no longer appointed)
FRN 201986 · Appointed 27 Apr 2001 · Until 10 Jan 2003
Harrison Brant (no longer appointed)
FRN 201985 · Appointed 27 Apr 2001 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (16)[FCA CF] Material risk taker
9 hours ago
controlled function added: (15)[FCA CF] Significant management
9 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
9 hours ago
controlled function added: (13)[FCA CF] Material risk taker
9 hours ago
controlled function added: (12)[FCA CF] Material risk taker
9 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
9 hours ago
controlled function added: (10)[FCA CF] Material risk taker
9 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
9 hours ago
controlled function added: (8)[FCA CF] Significant management
9 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.