Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter James Butler
IRN PJB00107
- (1627)CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Peter James Rollins
IRN PJR00044
- (454)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Peter John Ewart
IRN PJE00032
- (2288)CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
- (2287)CF22 Investment Adviser (Trainee) (17 Jun 2005 to 22 Aug 2006)
Peter John Fahey
IRN PJF01123
- (1488)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Peter John Lewis
IRN PJL01141
- (922)CF1 Director (AR) (23 Dec 2002 to 23 Feb 2005)
Peter John Stoker
IRN PJS00108
- (308)CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
Peter Joseph Duffy
IRN PJD00036
- (591)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
Peter Kempson Davenport
IRN PKD01007
- (1279)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
Peter Knee
IRN PXK00048
- (1553)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)
Peter Lunn
IRN PEL00006
- (2379)CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Homebase Mortgages (no longer appointed)
FRN 155870 · Appointed 3 Apr 2003 · Until 7 Sep 2004
Grant W Pickin & Co (no longer appointed)
FRN 200806 · Appointed 3 Apr 2003 · Until 26 Apr 2006
Geoff Dodd Associates (no longer appointed)
FRN 186685 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Gerry O'Neill & Co (no longer appointed)
FRN 157209 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Healy Simpson & Co (no longer appointed)
FRN 224030 · Appointed 2 Apr 2003 · Until 20 Jan 2005

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (26)SMF5 Head of Internal Audit
1 week ago
controlled function added: (25)SMF9 Chair of the Governing Body
1 week ago
controlled function added: (24)[FCA CF] Significant management
1 week ago
controlled function added: (23)SMF7 Group Entity Senior Manager
1 week ago
controlled function added: (22)SMF24 Chief Operations
1 week ago
controlled function added: (21)[FCA CF] Client dealing
1 week ago
controlled function added: (20)SMF1 Chief Executive
1 week ago
controlled function added: (19)SMF3 Executive Director
1 week ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
1 week ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.