Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Malcolm Evans
IRN MXE00016
- (1172)CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
- (1171)CF22 Investment Adviser (Trainee) (18 Apr 2005 to 31 Jul 2006)
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Malcolm Huddlestone
IRN MXH00117
- (3073)CF21 Investment Adviser (18 Jan 2005 to 29 Oct 2007)
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Malcolm Jeffrey Waldron
IRN MXW00031
- (2556)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
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Malcolm McCabe
IRN MAM01373
- (1894)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
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Malcolm Pink
IRN MXP00056
- (1152)CF21 Investment Adviser (17 Jan 2006 to 20 Mar 2006)
- (1151)CF22 Investment Adviser (Trainee) (27 Jul 2005 to 17 Jan 2006)
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Malcolm Stuart Welbourn
IRN MSW00024
- (2480)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
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Malcolm William Davies
IRN MWD00023
- (2370)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2003)
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Mandy Karen Goodhand
IRN MKG00006
- (1226)CF22 Investment Adviser (Trainee) (16 May 2007 to 12 Oct 2007)
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Mandy Louise Rutherford
IRN MLR00021
- (1502)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
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Marc Andre Roat
IRN MAR00105
- (1396)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
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John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
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Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
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Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
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Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies