Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Harry Noble
IRN CHN00002
- (263)CF1 Director (AR) (1 Dec 2001 to 23 Jan 2007)
Christopher Hodgson
IRN CXH00102
- (1707)CF1 Director (AR) (22 Aug 2003 to 24 Feb 2009)
- (1705)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (1706)CF7 Sole Trader (AR) (1 Dec 2001 to 22 Aug 2003)
Christopher James Bradshaw
IRN CJB00080
- (2303)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Christopher James Neal
IRN CJN00012
- (605)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2003)
Christopher James Tuck
IRN CJT00038
- (2271)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Christopher Jeremy Askew
IRN CJA00037
- (2272)CF22 Investment Adviser (Trainee) (11 Apr 2006 to 23 Jun 2006)
Christopher John Burchell
IRN CJB00055
- (1319)CF1 Director (AR) (1 Dec 2001 to 9 Jul 2004)
Christopher John Dancy
IRN CJD00038
- (2401)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Christopher John Gibbon
IRN CJG00015
- (1175)CF22 Investment Adviser (Trainee) (2 May 2002 to 18 Oct 2002)
Christopher John Holdich
IRN CJH00027
- (1088)CF22 Investment Adviser (Trainee) (27 Apr 2007 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Thomas Merrifield (Kidlington) Limited (no longer appointed)
FRN 187855 · Appointed 14 Aug 1997 · Until 7 Apr 2003
TLC Financial Services (no longer appointed)
FRN 185124 · Appointed 11 Aug 1997 · Until 22 Jun 2004
Greenslade Taylor Hunt (no longer appointed)
FRN 186991 · Appointed 1 Aug 1997 · Until 12 Sep 2002
The Property Centre (no longer appointed)
FRN 185109 · Appointed 24 Jul 1997 · Until 25 Nov 2004
Escritt & Barrell (no longer appointed)
FRN 184623 · Appointed 16 Jul 1997 · Until 6 Aug 2004
Home Mortgage and Financial Services (no longer appointed)
FRN 185810 · Appointed 14 Jul 1997 · Until 1 Dec 2001
Thomas Merrifield (Abingdon) Limited (no longer appointed)
FRN 187918 · Appointed 13 Jul 1997 · Until 7 Apr 2003
Bondgate Residential Limited (no longer appointed)
FRN 180515 · Appointed 2 Jul 1997 · Until 2 May 2002
Buckley Insurance & Financial Services (no longer appointed)
FRN 201064 · Appointed 1 Jul 1997 · Until 31 Mar 2004
Robinson Griffiths & Jackson (no longer appointed)
FRN 201911 · Appointed 26 Jun 1997 · Until 30 Oct 2002

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
9 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
9 hours ago
controlled function added: (24)[FCA CF] Significant management
9 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (22)SMF24 Chief Operations
9 hours ago
controlled function added: (21)[FCA CF] Client dealing
9 hours ago
controlled function added: (20)SMF1 Chief Executive
9 hours ago
controlled function added: (19)SMF3 Executive Director
9 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
9 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.