Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Craig Francis Rutter
IRN CFR01013
- (1941)CF22 Investment Adviser (Trainee) (5 Jul 2007 to 29 Oct 2007)
Craig John Furlong
IRN CJF00007
- (1166)CF21 Investment Adviser (22 Dec 2004 to 20 Apr 2005)
Craig John Sayers
IRN CJS00093
- (1472)CF21 Investment Adviser (6 Mar 2006 to 21 Apr 2006)
- (1471)CF22 Investment Adviser (Trainee) (7 Jan 2005 to 6 Mar 2006)
Craig Mee-Bishop
IRN CXM00067
- (1979)CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
Craig Swan
IRN CXS00089
- (2332)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Cumaraswamy Ananthamohan
IRN CXA00032
- (35)CF7 Sole Trader (AR) (1 Dec 2001 to 22 Jul 2003)
Daljeet Kundi-Sanger
IRN DXK00058
- (2315)CF30 Customer (13 Nov 2008 to 13 Nov 2008)
Damian John Lavell
IRN DJL00043
- (1559)CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2002)
Dan Attwood
IRN DXA46678
- (2642)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
Dane James Bassett
IRN DJB00114
- (1588)CF7 Sole Trader (AR) (1 Dec 2001 to 8 Sep 2004)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Advice Centre (no longer appointed)
FRN 193321 · Appointed 13 Sep 1999 · Until 5 Feb 2007
Paul Clements Shelton & Co (no longer appointed)
FRN 190364 · Appointed 9 Sep 1999 · Until 29 Nov 2002
Archers Estate Agents (no longer appointed)
FRN 201432 · Appointed 8 Sep 1999 · Until 20 Jan 2005
Birmingham City Plc (no longer appointed)
FRN 201435 · Appointed 7 Sep 1999 · Until 11 Sep 2002
Seekers Moseley (no longer appointed)
FRN 201427 · Appointed 3 Sep 1999 · Until 16 Jan 2007
Hanover Shine Sales Limited (no longer appointed)
FRN 201434 · Appointed 2 Sep 1999 · Until 1 Jul 2003
Newman Commerical (no longer appointed)
FRN 201422 · Appointed 2 Sep 1999 · Until 12 Jun 2003
Voluntary Service Overseas (no longer appointed)
FRN 201425 · Appointed 2 Sep 1999 · Until 30 Apr 2002
Newman Surveyors (no longer appointed)
FRN 201423 · Appointed 2 Sep 1999 · Until 12 Jun 2003
Morgan Financial Services (no longer appointed)
FRN 201417 · Appointed 26 Aug 1999 · Until 13 Aug 2004

Updates to this firm's record on the FCA register.

4 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
4 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
4 hours ago
controlled function added: (24)[FCA CF] Significant management
4 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
4 hours ago
controlled function added: (22)SMF24 Chief Operations
4 hours ago
controlled function added: (21)[FCA CF] Client dealing
4 hours ago
controlled function added: (20)SMF1 Chief Executive
4 hours ago
controlled function added: (19)SMF3 Executive Director
4 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
4 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.