Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dorian Alan Sanchez
IRN DAS00071
- (1693)CF1 Director (AR) (1 Dec 2001 to 9 Mar 2004)
Douglas Andrew Kirby
IRN DAK00018
- (1709)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Douglas James Scott
IRN DJS00100
- (1031)CF1 Director (AR) (16 Jul 2002 to 8 Aug 2002)
Douglas William Paterson
IRN DWP00020
- (1592)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Duncan Charles Brooks
IRN DCB00015
- (253)CF22 Investment Adviser (Trainee) (12 Jun 2006 to 29 Oct 2007)
Duncan Francis Grant
IRN DXG00083
- (1531)CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2002)
Duncan Jamie Tucker
IRN DJT00054
- (236)CF4 Partner (AR) (1 Dec 2001 to 28 Jul 2004)
Duncan Owen Fordyce
IRN DOF00001
- (337)CF22 Investment Adviser (Trainee) (11 Apr 2005 to 2 Sep 2005)
Durlabh Morarji Patel
IRN DMP00022
- (490)CF4 Partner (AR) (1 Dec 2001 to 20 Jan 2003)
Eamon Joseph McGranaghan
IRN EJM00036
- (1400)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Oakleys Estate Agents (no longer appointed)
FRN 193397 · Appointed 4 Aug 2000 · Until 8 Mar 2002
Cambridge Structures Housing Limited (no longer appointed)
FRN 192680 · Appointed 3 Aug 2000 · Until 1 Dec 2001
Dawnquest Limited (no longer appointed)
FRN 192679 · Appointed 3 Aug 2000 · Until 1 Dec 2001
The Mortgage Door (no longer appointed)
FRN 193398 · Appointed 2 Aug 2000 · Until 22 Oct 2004
Putterills of Hertfordshire (Wheathampstead) (no longer appointed)
FRN 193396 · Appointed 1 Aug 2000 · Until 30 May 2002
Swansea Mortgage Centre (no longer appointed)
FRN 194321 · Appointed 1 Aug 2000 · Until 18 Jan 2005
Harrison Ingram (no longer appointed)
FRN 192640 · Appointed 27 Jul 2000 · Until 23 Aug 2002
Rivington Mortgage & Investment Services (no longer appointed)
FRN 192513 · Appointed 27 Jul 2000 · Until 10 Dec 2003
Direct Financial Services (no longer appointed)
FRN 194059 · Appointed 25 Jul 2000 · Until 30 Jun 2004
JW Wood Darlington Ltd (no longer appointed)
FRN 193971 · Appointed 25 Jul 2000 · Until 21 Apr 2006

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
10 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
10 hours ago
controlled function added: (24)[FCA CF] Significant management
10 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (22)SMF24 Chief Operations
10 hours ago
controlled function added: (21)[FCA CF] Client dealing
10 hours ago
controlled function added: (20)SMF1 Chief Executive
10 hours ago
controlled function added: (19)SMF3 Executive Director
10 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.