Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Stuart Fothergill
IRN JSF00012
- (47)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
James Watt Loudon
IRN JWL00004
- (152)CF21 Investment Adviser (22 Dec 2004 to 8 Dec 2006)
James Wayne Cox
IRN JWC00019
- (2506)CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2004)
James Xavier Jasper Clapham
IRN JXC00045
- (2575)CF21 Investment Adviser (22 Dec 2004 to 17 Feb 2005)
Jamey Hudson Hollingshead
IRN JHH01062
- (742)CF22 Investment Adviser (Trainee) (4 Aug 2006 to 29 Oct 2007)
Jamie Glen Law
IRN JGL00020
- (2776)CF21 Investment Adviser (24 Dec 2004 to 29 Aug 2007)
Jamie Stewart Raymond Tambling
IRN JST01045
- (888)CF22 Investment Adviser (Trainee) (21 Jul 2006 to 29 Oct 2007)
Jamshaid Islam
IRN JXI01116
- (3135)CF1 Director (26 Jun 2015 to 15 Jan 2016)
- (3134)CF3 Chief Executive (26 Jun 2015 to 15 Jan 2016)
Jane Caroline Bartram
IRN JCB00011
- (689)CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Jane Celia Horne
IRN JCH00008
- (1661)CF22 Investment Adviser (Trainee) (1 Feb 2005 to 1 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

Keys and Lee Financial Services Ltd (no longer appointed)
FRN 133865 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Oliver Jones Associates (no longer appointed)
FRN 179389 · Appointed 1 Dec 2001 · Until 3 Jun 2003
Holmfield Financial Services (no longer appointed)
FRN 214161 · Appointed 1 Dec 2001 · Until 20 Jan 2004
MJ Financial Services (no longer appointed)
FRN 176191 · Appointed 1 Dec 2001 · Until 25 Mar 2004
Chambers Financial Advisers (no longer appointed)
FRN 160854 · Appointed 1 Dec 2001 · Until 16 Apr 2004
Hunters Financial Services Limited (no longer appointed)
FRN 157503 · Appointed 1 Dec 2001 · Until 1 May 2003
Homebuyers Financial Services (no longer appointed)
FRN 193626 · Appointed 1 Dec 2001 · Until 25 Sep 2002
Mortgage Movers (no longer appointed)
FRN 182487 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Personal Mortgage Services (no longer appointed)
FRN 214188 · Appointed 1 Dec 2001 · Until 2 Jul 2002

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
10 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
10 hours ago
controlled function added: (24)[FCA CF] Significant management
10 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (22)SMF24 Chief Operations
10 hours ago
controlled function added: (21)[FCA CF] Client dealing
10 hours ago
controlled function added: (20)SMF1 Chief Executive
10 hours ago
controlled function added: (19)SMF3 Executive Director
10 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.