Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jacqueline Shirley Howard
IRN JSH00022
- (716)CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- (715)CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
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Jacqueline Susan Duncan
IRN JSD01071
- (844)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (843)CF22 Investment Adviser (Trainee) (23 Nov 2005 to 27 Feb 2007)
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James Alan Short
IRN JAS00078
- (214)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
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James Alexander Wilson Smith
IRN JAS00066
- (341)CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2003)
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James Anthony White
IRN JAW00065
- (280)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
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James Antony Haydon
IRN JAH00085
- (2404)CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2002)
- (2405)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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James Austin Pibworth
IRN AJP00082
- (153)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2006)
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James Bagshaw
IRN JXB01788
- (949)CF21 Investment Adviser (1 Dec 2001 to 9 May 2005)
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James Bingham Wilson
IRN JBW00015
- (168)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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James Brian Toole
IRN JXT00020
- (1607)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
- (1608)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Diamond Asset Management Ltd (no longer appointed)
FRN 195589 · Appointed 1 Dec 2001 · Until 18 Nov 2002
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David Walker Mortgage Services Ltd (no longer appointed)
FRN 201579 · Appointed 1 Dec 2001 · Until 13 Dec 2001
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Anglebury Financial Services Limited (no longer appointed)
FRN 201675 · Appointed 1 Dec 2001 · Until 11 Jan 2007
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Churston Finance UK Limited (no longer appointed)
FRN 158103 · Appointed 1 Dec 2001 · Until 19 Feb 2004
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Beresfords Residential Limited (no longer appointed)
FRN 200866 · Appointed 1 Dec 2001 · Until 4 May 2005
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies