Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Docherty McAulay McVey
IRN JDM00036
- (352)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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John Dominic Gallagher
IRN JDG01063
- (924)CF7 Sole Trader (AR) (1 Dec 2001 to 14 Jun 2002)
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John Douglas Warren
IRN JDW00011
- (668)CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)
- (669)CF7 Sole Trader (AR) (1 Dec 2001 to 21 Mar 2006)
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John Doyle
IRN JXD00065
- (1287)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
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John Edward Pokora
IRN JEP00034
- (70)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
- (69)CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)
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John Edward Ralph Lees
IRN JEL00021
- (2672)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
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John Eugene Pierre Cooper
IRN JEC01145
- (923)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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John Forsyth Easton
IRN JFE00005
- (1619)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
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John Foxall
IRN JXF00087
- (667)CF1 Director (AR) (7 Jun 2005 to 29 Oct 2007)
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John Frederick Floyd
IRN JFF00007
- (530)CF22 Investment Adviser (Trainee) (25 Jan 2006 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Millbryn Financial Services (no longer appointed)
FRN 200862 · Appointed 1 Dec 2001 · Until 19 Feb 2004
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Mortgage Advice Service (Nottingham) (no longer appointed)
FRN 214180 · Appointed 1 Dec 2001 · Until 2 Jun 2004
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Ashley Milton Financial Services Limited (no longer appointed)
FRN 157171 · Appointed 1 Dec 2001 · Until 11 Nov 2002
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Broughton Astley Insurance Service (no longer appointed)
FRN 141613 · Appointed 1 Dec 2001 · Until 3 Mar 2003
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Mortgage Choice Services Limited (no longer appointed)
FRN 193199 · Appointed 1 Dec 2001 · Until 29 Sep 2003
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Brace & Oakley Partners (Horley) (no longer appointed)
FRN 188956 · Appointed 1 Dec 2001 · Until 8 Aug 2002
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Meridian Mortgage & Financial Services Limited (no longer appointed)
FRN 201533 · Appointed 1 Dec 2001 · Until 23 May 2005
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FJ McCartney and Crawford (no longer appointed)
FRN 157480 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies