Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Anthony Adamson
IRN JAA01131
- (771)CF22 Investment Adviser (Trainee) (1 Jun 2006 to 29 Oct 2007)
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John Anthony Bassett
IRN JAB00080
- (356)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
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John Anthony Clayton
IRN JAC00032
- (773)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
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John Anthony Gregory
IRN JAG00034
- (1158)CF7 Sole Trader (AR) (2 May 2002 to 31 Jan 2007)
- (1157)CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
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John Anthony Wiggs
IRN JAW01195
- (919)CF1 Director (AR) (1 Dec 2001 to 22 Jan 2004)
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John Arthur Clayton
IRN JAC00064
- (910)CF4 Partner (AR) (27 Sep 2002 to 21 Mar 2006)
- (909)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Jun 2004)
- (908)CF21 Investment Adviser (1 Dec 2001 to 6 May 2004)
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John Bernard Bridges
IRN JBB01041
- (2233)[FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
- (2232)[FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- (2231)CF29 Significant management (9 Sep 2015 to 8 Dec 2019)
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John Brackenridge Pollock
IRN JBP01029
- (3119)CF1 Director (4 Dec 2003 to 2 Aug 2006)
- (3118)CF8 Apportionment and Oversight (4 Dec 2003 to 2 Aug 2006)
- (3117)CF20 Significant Mgt (Settlements) (1 Dec 2001 to 4 Dec 2003)
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John Campbell Wilkie
IRN JCW00043
- (1573)CF1 Director (AR) (1 Dec 2001 to 1 Dec 2001)
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John Cassidy
IRN JXC00147
- (520)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (521)CF7 Sole Trader (AR) (1 Dec 2001 to 17 Sep 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Millbryn Financial Services (no longer appointed)
FRN 200862 · Appointed 1 Dec 2001 · Until 19 Feb 2004
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Mortgage Advice Service (Nottingham) (no longer appointed)
FRN 214180 · Appointed 1 Dec 2001 · Until 2 Jun 2004
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Ashley Milton Financial Services Limited (no longer appointed)
FRN 157171 · Appointed 1 Dec 2001 · Until 11 Nov 2002
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Broughton Astley Insurance Service (no longer appointed)
FRN 141613 · Appointed 1 Dec 2001 · Until 3 Mar 2003
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Mortgage Choice Services Limited (no longer appointed)
FRN 193199 · Appointed 1 Dec 2001 · Until 29 Sep 2003
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Brace & Oakley Partners (Horley) (no longer appointed)
FRN 188956 · Appointed 1 Dec 2001 · Until 8 Aug 2002
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Meridian Mortgage & Financial Services Limited (no longer appointed)
FRN 201533 · Appointed 1 Dec 2001 · Until 23 May 2005
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FJ McCartney and Crawford (no longer appointed)
FRN 157480 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies