Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Pendlebury
IRN JXP00189
- (1456)CF1 Director (AR) (1 Dec 2001 to 16 Feb 2005)
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John Peter Denman
IRN JPD00003
- (2588)CF22 Investment Adviser (Trainee) (6 Jul 2004 to 31 May 2005)
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John Peter Lawton
IRN JPL00016
- (1645)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
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John Pierre Field
IRN JPF01063
- (485)CF22 Investment Adviser (Trainee) (1 Dec 2003 to 29 Oct 2007)
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John Pring
IRN JXP00113
- (1392)CF4 Partner (AR) (1 Dec 2001 to 22 Jan 2004)
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John Richard Bassett
IRN JRB00059
- (272)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
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John Richard Johnson
IRN JRJ00007
- (1011)CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
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John Richard Tidswell
IRN JRT00021
- (1127)CF1 Director (AR) (25 Jun 2002 to 15 Jun 2004)
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John Robert Renwick Watson
IRN JRW00040
- (827)CF21 Investment Adviser (3 Feb 2003 to 14 Jan 2004)
- (828)CF7 Sole Trader (AR) (1 Dec 2001 to 11 Feb 2003)
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John Robert Wason
IRN JRW00038
- (563)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
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David Walker Mortgage Services Ltd (no longer appointed)
FRN 201579 · Appointed 1 Dec 2001 · Until 13 Dec 2001
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Brian Armitage Mortgage Insurance and Pension Services (no longer appointed)
FRN 161035 · Appointed 1 Dec 2001 · Until 30 Apr 2004
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Bramleys Financial Consultants Limited (no longer appointed)
FRN 157218 · Appointed 1 Dec 2001 · Until 3 Mar 2003
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Exeter Financial Consultants Ltd (no longer appointed)
FRN 214149 · Appointed 1 Dec 2001 · Until 5 Sep 2005
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies