Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lester Harvey Schiffman
IRN LHS00002
- (983)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2002)
Liam James McIvor
IRN LJM00018
- (4)CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2002)
- (5)CF7 Sole Trader (AR) (1 Dec 2001 to 23 Jun 2004)
Linda Ann Fuller
IRN LAF01026
- (1204)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Linda Ann Patrone
IRN LAF00003
- (2798)CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
Linda Anne Ball
IRN LAB00028
- (1360)CF1 Director (AR) (1 Dec 2001 to 14 Feb 2005)
Linda Powell
IRN LXP01146
- (917)CF22 Investment Adviser (Trainee) (1 Mar 2006 to 29 Oct 2007)
Linda Smith
IRN LXS01186
- (940)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Lindsay Ann Newark
IRN LAN01022
- (832)CF22 Investment Adviser (Trainee) (7 Jan 2003 to 29 Oct 2007)
Lindsey Bass
IRN LXH01371
- (1818)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
Lionel Ernest Powell
IRN LEP00004
- (10)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
Bradshaw Associates 1 (no longer appointed)
FRN 157431 · Appointed 1 Dec 2001 · Until 14 Jul 2004
Diamond Asset Management Ltd (no longer appointed)
FRN 195589 · Appointed 1 Dec 2001 · Until 18 Nov 2002
Financial Advice Bureau.com Ltd (no longer appointed)
FRN 193972 · Appointed 1 Dec 2001 · Until 15 Mar 2004
Christopher John Ireland (no longer appointed)
FRN 178610 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Charles Derby Hayes Ltd (no longer appointed)
FRN 187785 · Appointed 1 Dec 2001 · Until 8 Nov 2004
Colin Watt Financial Services (no longer appointed)
FRN 137004 · Appointed 1 Dec 2001 · Until 13 Sep 2002
Ashwood Financial Services Ltd (no longer appointed)
FRN 176908 · Appointed 1 Dec 2001 · Until 3 Mar 2003
Ashton Financial Consultants Ltd (no longer appointed)
FRN 214144 · Appointed 1 Dec 2001 · Until 9 Jun 2003
FJ McCartney and Crawford (no longer appointed)
FRN 157480 · Appointed 1 Dec 2001 · Until 16 Jan 2003

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (26)SMF5 Head of Internal Audit
1 day ago
controlled function added: (25)SMF9 Chair of the Governing Body
1 day ago
controlled function added: (24)[FCA CF] Significant management
1 day ago
controlled function added: (23)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (22)SMF24 Chief Operations
1 day ago
controlled function added: (21)[FCA CF] Client dealing
1 day ago
controlled function added: (20)SMF1 Chief Executive
1 day ago
controlled function added: (19)SMF3 Executive Director
1 day ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
1 day ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.