Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Reginald Lawson
IRN MRL00023
- (1474)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
Michael Robert Jennings
IRN MRJ00018
- (169)CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)
Michael Robert John Orton
IRN MRO00005
- (424)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
Michael Robert Murray
IRN MRM00008
- (695)CF4 Partner (AR) (1 Jul 2003 to 29 Oct 2007)
- (694)CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2005)
Michael Robert Sayers
IRN MRS00049
- (3081)CF1 Director (AR) (1 Dec 2001 to 12 Apr 2005)
Michael Roger Whiles
IRN MRW00012
- (173)CF21 Investment Adviser (14 Jul 2006 to 29 Oct 2007)
- (172)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 14 Jul 2006)
Michael Ronald Robinson
IRN MRR00010
- (2468)CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2003)
Michael Rowland Granville
IRN MRG00031
- (2339)CF1 Director (AR) (16 Jun 2005 to 29 Oct 2007)
- (2337)CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2007)
- (2338)CF4 Partner (AR) (1 Dec 2001 to 16 Jun 2005)
Michael Skierka
IRN MXS00184
- (1232)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Michael Stanley Mounce
IRN MSM00012
- (629)CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2007)

Smaller firms operating under this firm's FCA authorisation.

Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
Ace Mortgage Services (no longer appointed)
FRN 223484 · Appointed 10 Mar 2003 · Until 30 Dec 2003
Executive Estates Ltd (no longer appointed)
FRN 223483 · Appointed 10 Mar 2003 · Until 10 Apr 2003
Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 10 Mar 2003 · Until 15 Mar 2004
Whitman & Co Limited (no longer appointed)
FRN 223487 · Appointed 10 Mar 2003 · Until 15 Sep 2003
Platinum Financial Partnership Ltd (no longer appointed)
FRN 223473 · Appointed 7 Mar 2003 · Until 24 Apr 2003
G & T Marshall Ltd (no longer appointed)
FRN 223464 · Appointed 7 Mar 2003 · Until 13 Dec 2006
C Johnston & Co (no longer appointed)
FRN 223467 · Appointed 7 Mar 2003 · Until 25 Feb 2004
AJR Financial Services Ltd (no longer appointed)
FRN 223470 · Appointed 7 Mar 2003 · Until 3 Sep 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (26)SMF5 Head of Internal Audit
3 days ago
controlled function added: (25)SMF9 Chair of the Governing Body
3 days ago
controlled function added: (24)[FCA CF] Significant management
3 days ago
controlled function added: (23)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (22)SMF24 Chief Operations
3 days ago
controlled function added: (21)[FCA CF] Client dealing
3 days ago
controlled function added: (20)SMF1 Chief Executive
3 days ago
controlled function added: (19)SMF3 Executive Director
3 days ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
3 days ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.