Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Malcolm Evans
IRN MXE00016
- (1172)CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
- (1171)CF22 Investment Adviser (Trainee) (18 Apr 2005 to 31 Jul 2006)
-
Malcolm Huddlestone
IRN MXH00117
- (3073)CF21 Investment Adviser (18 Jan 2005 to 29 Oct 2007)
-
Malcolm Jeffrey Waldron
IRN MXW00031
- (2556)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
-
Malcolm McCabe
IRN MAM01373
- (1894)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
-
Malcolm Pink
IRN MXP00056
- (1152)CF21 Investment Adviser (17 Jan 2006 to 20 Mar 2006)
- (1151)CF22 Investment Adviser (Trainee) (27 Jul 2005 to 17 Jan 2006)
-
Malcolm Stuart Welbourn
IRN MSW00024
- (2480)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
-
Malcolm William Davies
IRN MWD00023
- (2370)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2003)
-
Mandy Karen Goodhand
IRN MKG00006
- (1226)CF22 Investment Adviser (Trainee) (16 May 2007 to 12 Oct 2007)
-
Mandy Louise Rutherford
IRN MLR00021
- (1502)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
-
Marc Andre Roat
IRN MAR00105
- (1396)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
-
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
-
Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 10 Mar 2003 · Until 15 Mar 2004
-
Platinum Financial Partnership Ltd (no longer appointed)
FRN 223473 · Appointed 7 Mar 2003 · Until 24 Apr 2003
-
AJR Financial Services Ltd (no longer appointed)
FRN 223470 · Appointed 7 Mar 2003 · Until 3 Sep 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (26)SMF5 Head of Internal Audit
-
controlled function added: (25)SMF9 Chair of the Governing Body
-
controlled function added: (24)[FCA CF] Significant management
-
controlled function added: (23)SMF7 Group Entity Senior Manager
-
controlled function added: (22)SMF24 Chief Operations
-
controlled function added: (21)[FCA CF] Client dealing
-
controlled function added: (20)SMF1 Chief Executive
-
controlled function added: (19)SMF3 Executive Director
-
controlled function added: (18)[FCA CF] Functions requiring qualifications
-
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies