Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Amanda Jane Barnes
IRN AJB01630
- (578)CF22 Investment Adviser (Trainee) (30 Aug 2007 to 29 Oct 2007)
Amanda Porter
IRN AXW00155
- (1908)CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2002)
Amie Stow
IRN AXS00109
- (12)[FCA CF] Material risk taker (since 10 May 2024)
- (2632)[FCA CF] Material risk taker (6 Jul 2022 to 8 May 2023)
Amol Waykar
IRN AXW01708
- (45)CF22 Investment Adviser (Trainee) (10 Sep 2007 to 29 Oct 2007)
Amy Ellison
IRN AXE42762
- (2649)[FCA CF] Material risk taker (1 Apr 2020 to 12 May 2021)
Andrea Mary Bromley
IRN AMB00042
- (139)CF21 Investment Adviser (1 Dec 2001 to 27 May 2002)
Andreas Josif
IRN AXJ00050
- (500)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Apr 2002)
Andrew Alan Bone
IRN AAB00002
- (1348)CF21 Investment Adviser (15 Jul 2002 to 8 Nov 2002)
- (1347)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
Andrew Alexander Lees
IRN AXL00063
- (2896)CF22 Investment Adviser (Trainee) (19 May 2003 to 4 Jun 2003)
Andrew Alexander Turner
IRN AAT00004
- (2342)CF7 Sole Trader (AR) (1 Dec 2001 to 13 Oct 2004)
- (2341)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Parkers Estate Agents (no longer appointed)
FRN 176731 · Appointed 1 Mar 1993 · Until 1 Mar 2002
South Side Property (no longer appointed)
FRN 200875 · Appointed 1 Mar 1993 · Until 19 Aug 2004
Danrosads (no longer appointed)
FRN 162311 · Appointed 4 Feb 1993 · Until 16 Sep 2004
Acorn Estates (no longer appointed)
FRN 164523 · Appointed 3 Feb 1993 · Until 26 Nov 2004
New Finance (no longer appointed)
FRN 175866 · Appointed 1 Feb 1993 · Until 21 Feb 2002
Batt and Brown (Standish) (no longer appointed)
FRN 160149 · Appointed 1 Feb 1993 · Until 25 Nov 2004
Lee & Lindars (no longer appointed)
FRN 175482 · Appointed 1 Feb 1993 · Until 1 Dec 2001
Key Estate Agents (no longer appointed)
FRN 180711 · Appointed 31 Jan 1993 · Until 25 Feb 2004
Roland James Ltd (no longer appointed)
FRN 200823 · Appointed 29 Jan 1993 · Until 15 Nov 2002
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jan 1993 · Until 31 Oct 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
11 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
11 hours ago
controlled function added: (24)[FCA CF] Significant management
11 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (22)SMF24 Chief Operations
11 hours ago
controlled function added: (21)[FCA CF] Client dealing
11 hours ago
controlled function added: (20)SMF1 Chief Executive
11 hours ago
controlled function added: (19)SMF3 Executive Director
11 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.