Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Avril McMahon
IRN ATM00022
- (1410)CF22 Investment Adviser (Trainee) (23 Oct 2006 to 23 Oct 2006)
- (1411)CF21 Investment Adviser (23 Oct 2006 to 30 Nov 2006)
-
Baljeet Lota
IRN BSL00001
- (1982)CF21 Investment Adviser (4 Jan 2005 to 8 Apr 2005)
-
Baljit Kaur Bhamra
IRN BXB00022
- (620)CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
-
Barbara Dyson
IRN BXD00036
- (94)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
-
Barrie Dale Perks
IRN BDP00010
- (67)CF22 Investment Adviser (Trainee) (30 Jul 2007 to 29 Oct 2007)
-
Barrie Herman
IRN BXH00059
- (212)CF21 Investment Adviser (28 Dec 2006 to 29 Oct 2007)
- (211)CF22 Investment Adviser (Trainee) (12 Apr 2005 to 28 Dec 2006)
-
Barrie Nigel Jeffery
IRN BNJ00002
- (853)CF1 Director (AR) (1 Dec 2001 to 13 Apr 2012)
-
Barry Dutton
IRN BXD00038
- (273)CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
- (274)CF1 Director (AR) (1 Dec 2001 to 22 Jul 2003)
-
Barry Hyland
IRN BXH00010
- (1504)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
-
Barry John Arbon
IRN BJA00002
- (2160)CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Prosperity House Financial Services (no longer appointed)
FRN 201054 · Appointed 5 Apr 1995 · Until 16 Feb 2004
-
Terry Carr & Company Limited (no longer appointed)
FRN 160838 · Appointed 15 Mar 1995 · Until 1 Dec 2001
-
Haslam Estate Agency Limited (no longer appointed)
FRN 181271 · Appointed 1 Mar 1995 · Until 11 Oct 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (26)SMF5 Head of Internal Audit
-
controlled function added: (25)SMF9 Chair of the Governing Body
-
controlled function added: (24)[FCA CF] Significant management
-
controlled function added: (23)SMF7 Group Entity Senior Manager
-
controlled function added: (22)SMF24 Chief Operations
-
controlled function added: (21)[FCA CF] Client dealing
-
controlled function added: (20)SMF1 Chief Executive
-
controlled function added: (19)SMF3 Executive Director
-
controlled function added: (18)[FCA CF] Functions requiring qualifications
-
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies