Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter James Butler
IRN PJB00107
- (1627)CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Peter James Rollins
IRN PJR00044
- (454)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Peter John Ewart
IRN PJE00032
- (2288)CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
- (2287)CF22 Investment Adviser (Trainee) (17 Jun 2005 to 22 Aug 2006)
Peter John Fahey
IRN PJF01123
- (1488)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Peter John Lewis
IRN PJL01141
- (922)CF1 Director (AR) (23 Dec 2002 to 23 Feb 2005)
Peter John Stoker
IRN PJS00108
- (308)CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
Peter Joseph Duffy
IRN PJD00036
- (591)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
Peter Kempson Davenport
IRN PKD01007
- (1279)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
Peter Knee
IRN PXK00048
- (1553)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)
Peter Lunn
IRN PEL00006
- (2379)CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)

Smaller firms operating under this firm's FCA authorisation.

Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
Paul Ripley (no longer appointed)
FRN 192330 · Appointed 31 Mar 2003 · Until 1 Sep 2004
White & Sons (no longer appointed)
FRN 181827 · Appointed 31 Mar 2003 · Until 31 Mar 2003
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Beechwood Mortgages Ltd (no longer appointed)
FRN 219335 · Appointed 26 Mar 2003 · Until 4 Aug 2004
L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (26)SMF5 Head of Internal Audit
1 week ago
controlled function added: (25)SMF9 Chair of the Governing Body
1 week ago
controlled function added: (24)[FCA CF] Significant management
1 week ago
controlled function added: (23)SMF7 Group Entity Senior Manager
1 week ago
controlled function added: (22)SMF24 Chief Operations
1 week ago
controlled function added: (21)[FCA CF] Client dealing
1 week ago
controlled function added: (20)SMF1 Chief Executive
1 week ago
controlled function added: (19)SMF3 Executive Director
1 week ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
1 week ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.